Authorization and Notification Requirements
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Lists services that require prior authorization or notification for Aspirus Health Plan providers, with procedural codes, requirements, and referenced medical necessity criteria. Applies to providers submitting requests for inpatient, outpatient, DME, procedures, diagnostics, and related services.
No material clinical or coverage changes in this revision.
Coverage Criteria and Medical Necessity
Medical necessity determination
Services require prior authorization when medical necessity is met according to the referenced criteria sets:
Examples include InterQual LOC for acute inpatient admissions, InterQual CP/Medicare Procedures for surgeries and procedures, InterQual Medicare DME and Molecular Diagnostics subsets, and Medicare NCD/LCDs where indicated.
InterQual-based medical necessity references
Medical necessity determinations reference InterQual or Medicare NCD/LCD criteria as specified below.
Referenced InterQual Behavioral Health TMS set governs coverage.
See Medicare LCD: Varicose Veins of the Lower Extremity (L33575).
Aspirus may apply InterQual Medicare DME criteria and Medicare NCD/LCDs when evaluating authorization requests.
Transplant and procedure criteria
Transplant and DME authorizations use specific InterQual Medicare or Medicare NCD/LCD criteria.
Notification within 24 hours of admission for transplant procedures is required.
Aspirus reserves the right to determine rental vs. purchase and will apply InterQual Medicare DME criteria and applicable Medicare NCD/LCDs; miscellaneous codes (e.g., E1399, K0108, K0669) require authorization when billed charges exceed $1500.
Authorization is not required for emergency surgery for trauma. Authorization is also not required for breast reconstruction associated with breast cancer. These exceptions are stated in the sections describing orthognathic and cosmetic/reconstructive procedures and related authorization requirements.
No additional explicit exclusions are listed in this portion of the document. The policy notes that Aspirus Health Plan or its authorizing delegate will apply InterQual Medicare DME criteria and applicable Medicare NCD/LCDs when determining coverage for wheelchair items and related HCPCS codes.
Within the cited sections there are no explicit statements declaring services "not medically necessary"
CPT / HCPCS / HCPCS K Codes
| Not applicable | Acute inpatient hospitalization/inpatient rehabilitation (no CPT/HCPCS specified) |
| E0483 | High Frequency Chest Wall Oscillation System |
| E0652 | Pneumatic Compression Device |
| E0748 | Osteogenesis stimulator, electrical, non-invasive, spinal applications |
| E0749 | Osteogenesis stimulator, electrical, surgically implanted |
| E0764 | Functional Neuromuscular Stimulator (rental only) |
| E0766 | Electrical Stimulation Device (rental only) |
| E1399 | Miscellaneous DME code (authorization if billed charges > $1500) |
| K0108 | |
| K0669 |
| 33945 | Heart transplant |
| 33935 | Heart/Lung transplant |
| 38240 | Hematopoietic stem cell transplantation |
| 38241 | Hematopoietic stem cell transplantation |
| 47135 | Liver transplant |
| 32851 | Lung transplant (code listed) |
| 32852 | Lung transplant (code listed) |
| 32853 | Lung transplant (code listed) |
| 32854 | Lung transplant (code listed) |
| 48554 | Pancreas transplant |
| K0108 | Wheelchair accessory (code requires authorization if charges > $1500) |
| K0669 | Wheelchair accessory (code requires authorization if charges > $1500) |
| E0986 | DME/wheelchair-related HCPCS |
| E1002 | DME/wheelchair-related HCPCS |
| E1003 | DME/wheelchair-related HCPCS |
| E1004 | DME/wheelchair-related HCPCS |
| E1005 | DME/wheelchair-related HCPCS |
| E1006 | DME/wheelchair-related HCPCS |
| E1007 | DME/wheelchair-related HCPCS |
| E1008 | DME/wheelchair-related HCPCS |
Provider Requirements, Prior Authorization & Notifications
Acute inpatient and inpatient rehabilitation — Prior authorization & notification
Prior authorization is required prior to acute inpatient hospitalization and prior to admission for inpatient rehabilitation. Concurrent review may be required for additional days. Notification within 24 hours of admission is required for acute inpatient medical, mental health and substance use disorder admissions; a discharge summary must be sent upon discharge (within 72 hours for acute inpatient notifications). Failure to obtain required authorization in advance may result in claim denial.
- Acute inpatient hospitalization (medical, mental health, substance use disorder): prior authorization required; concurrent review as indicated; discharge summary required upon discharge.
- Inpatient rehabilitation: prior authorization required prior to admission; concurrent review for additional days; discharge summary required upon discharge.
- Notification for acute inpatient medical, inpatient mental health, and inpatient substance use disorder admissions: notify within 24 hours; send discharge summary within 72 hours; fax numbers provided on forms.
Artificial disc and back/spine surgery — Prior authorization required
Prior authorization is required prior to artificial disc replacement procedures and for specified back/spine surgeries. Certain emergent indications (trauma, acute transverse myelopathy, tumors) and specified cervical/thoracic surgeries are excluded from authorization requirements. Medical necessity is determined using InterQual and applicable Medicare LCD/NCD criteria.
- Artificial disc replacement: CPT/HCPCS 22856, 22857, 22858 — PA required prior to service.
- Back/spine surgeries: PA required prior to service. Affected codes include: 22533, 22534, 22558, 22585, 22586, 22612, 22614, 22630, 22632, 22633, 22634, 22808, 22810, 22812, 22840–22844, 27279, 27280, 64628, 64629.
- Medical necessity criteria references: InterQual Procedures (Artificial Disc Replacement; Lumbar Spinal Fusion/Decompression; Neuroablation; MIS SI Joint Fusion) and Medicare LCDs where applicable.
Durable medical equipment (DME) — Prior authorization required
Prior authorization is required before delivering or dispensing DME items that require authorization. Aspirus reserves the right to determine rental vs purchase; repair or replacement of rental equipment is the provider's responsibility. Miscellaneous HCPCS E1399 requires authorization when billed charges exceed $1,500.
- Examples of DME items requiring authorization include: E0483, E0652, E0748, E0749, E0764 (rental only), E0766 (rental only).
- Authorization required prior to delivery/dispensing; Medicare NCD/LCD and InterQual Medicare DME criteria will be applied as appropriate.
- Aspirus may determine rental vs purchase; providers are responsible for repair/replacement of rental equipment.
Formula and nutritional services — Prior authorization required
Prior authorization is required prior to provision of formula and enteral nutritional services unless the formula is administered via a feeding tube. Medical necessity is determined using InterQual enteral nutrition criteria.
Genetic and molecular diagnostic testing — Prior authorization required
Prior authorization is required prior to ordering specified genetic and molecular diagnostic tests, including cancer panels and sequencing. Medical necessity will be evaluated using InterQual Molecular Diagnostics and applicable Medicare coverage determinations.
- Affected indications include testing for breast, colorectal (excluding fecal DNA), ovarian, pancreatic, prostate cancers, and all cancer panels (gene sequencing, whole genome/exome).
- Representative CPT codes requiring authorization include: 0037U, 81162–81167, 81210, 81212, 81215–81217, 81288, 81292–81301, 81317–81319, 81415–81416, 81432–81438, 81445, 81460, 81500–81506, 81518, 81520–81521, 81523, 81525, 81535–81536, 81539–81541, 81551.
- Providers may request the criteria used for medical necessity determinations via Aspirus' Authorization page.
Microprocessor lower limb prosthesis — Prior authorization required
Prior authorization is required prior to provision of microprocessor-controlled lower limb prostheses. Medical necessity will be determined using InterQual prostheses criteria.
Orthognathic surgery — Prior authorization required (non‑emergent)
Prior authorization is required prior to orthognathic surgery except for emergency trauma surgery. Photographs are not required with initial authorization requests for cosmetic/reconstructive procedures unless requested by the Utilization Review Specialist. Breast reconstruction related to breast cancer does not require authorization.
- Orthognathic CPT codes requiring authorization include: 21121, 21141–21147, 21193–21196, 21198.
- Authorization required prior to service; InterQual CP Procedures apply for osteotomy, maxillomandibular advancement, LeFort I, sagittal split, TMJ reconstruction, and bone augmentation.
- Emergent trauma surgery is excluded from authorization requirement; breast reconstruction for cancer is not subject to this PA.
Transplant procedures — Prior authorization and admission notification required
Prior authorization is required prior to transplant evaluations and listing for designated organ and cell transplantation. Additionally, providers must notify Aspirus within 24 hours of admission for transplant procedures. Medical necessity will be evaluated using InterQual transplant procedures and applicable Medicare coverage criteria.
- Transplant types requiring prior authorization include: Heart, Heart/Lung, Hematopoietic Stem Cell, Liver, Lung, Pancreas, Pancreas/Kidney, Pancreatic Islet Cell, Small Bowel, Small Bowel/Liver (multivisceral).
- PA is required prior to evaluation and prior to listing. Notification to Aspirus required within 24 hours of any transplant-related admission.
- Representative CPT/HCPCS codes: Heart 33945; Heart/Lung 33935; Hematopoietic Stem Cell 38240, 38241; Liver 47135; Lung 32851–32854; Pancreas/Pancreas-Kidney 48554, 50360, 50365; Pancreatic Islet Cell 48160; Small Bowel/multivisceral 44136.
Vein procedures — Prior authorization required
Prior authorization is required prior to vein procedures. Medical necessity is determined using InterQual Medicare procedures for varicose veins and applicable Medicare LCDs.
Wheelchairs and accessories — Prior authorization required
Prior authorization is required prior to delivering or dispensing wheelchair accessories, power-operated vehicles, power wheelchairs and other high‑charge wheelchair items. Aspirus (or its delegate) may determine rental versus purchase; repair or replacement of rental equipment is the DME provider's responsibility. All rental months for wheelchairs must be authorized.
- Wheelchair accessory codes requiring authorization include numerous E‑codes and K0108, K0669 (authorization required if billed charges > $1,500).
- Wheelchair rental codes (all months must be authorized): K0800–K0890 range and related codes listed.
- Wheelchair purchase requiring prior authorization includes K0005–K0007, E1161 and all power-operated vehicles/power wheelchairs.
Denial risk and coverage verification — Obtain required authorizations/notifications
Failure to obtain required prior authorization or to submit required notifications in the specified timeframes may result in claim denials or noncompliance. Providers should verify member eligibility and benefits before rendering services.
- If a service requires authorization and one is not obtained in advance, the claim may be denied.
- Failure to notify within 24 hours for transplant admissions or to provide required discharge summaries may lead to noncompliance with notification requirements.
- Providers must verify member eligibility and benefit coverage prior to service delivery.
Use of authorization/notification forms and submission instructions
Complete and submit the appropriate Aspirus authorization or notification form with supporting clinical documentation by fax or e-mail as specified on the form. Providers may request the medical necessity criteria used for determinations from the Aspirus Authorization page.
- Use the Aspirus Health Plan Authorization and Notification Forms; fax numbers and email addresses are listed on forms and in contact information.
- For mental health and substance use disorder VNS or related requests, send to the Mental Health and Substance Use Disorder fax line when indicated.
- Providers may request copies of the criteria used for medical necessity determinations via the Aspirus Authorization page.
Prior authorization and supporting criteria — Criteria sources and operational notes
Prior authorization decisions for services subject to PA are based on InterQual (appropriate modules noted per service), Medicare NCDs/LCDs where applicable, and Aspirus-specific criteria. Providers should allow up to 14 calendar days for a non‑urgent authorization decision and confirm that authorization is obtained prior to scheduling or delivering services that require it.
- Medical necessity sources: InterQual (LOC, Medicare Procedures, CP, BH modules) and applicable Medicare NCDs/LCDs are applied depending on service.
- Allow up to 14 calendar days for non‑urgent authorization decisions.
- Authorization does not guarantee eligibility or payment — providers must verify member benefits and network status before scheduling.
Background and Criteria References
InterQual clinical criteria sets and applicable Medicare National or Local Coverage Determinations (NCD/LCD) are the referenced standards for medical necessity throughout the policy. For example, medical necessity for Transcranial Magnetic Stimulation (TMS) is determined using the InterQual Behavioral Health TMS criteria, and transplant and DME authorizations use the appropriate InterQual Medicare Procedures or InterQual Medicare DME subsets or relevant Medicare NCD/LCDs. The specific InterQual subset or Medicare determination applied will be chosen based on the requested procedure, diagnosis, and patient population.
Definitions
Policy Revision History
Current policy in effect; providers must obtain prior authorization/notification for listed services per Aspirus Health Plan requirements.
Quarterly Provider Newsletters publish upcoming changes to prior authorization requirements.
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