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Hematopoietic Cell Transplantation for Aplastic Anemia and other Bone Marrow Failure Syndromes
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Defines Aetna's coverage stance for hematopoietic cell transplantation in aplastic anemia and related bone marrow failure syndromes, including medical necessity criteria for allogeneic transplantation, investigational designation for autologous transplantation, and related coding. Applies to Aetna members and providers submitting transplant requests.
No material clinical or coverage changes in this revision.
Coverage Criteria
Allogeneic transplantation — medical necessity criteria
Covered when ALL of the following are met (either transplanting institution selection criteria or, if absent, the policy's criteria):
Institution-level criteria take precedence if present
Autologous transplantation — investigational
Not covered / investigational:
Covered clinical indications
Evidence-based contexts in which allogeneic HSCT is considered
Taken from UpToDate reviews and multiple studies cited in the policy background.
Yahng et al. reported neutrophil and platelet engraftment in most patients and 5-year OS 95.7%.
Multiple studies and a systematic review/meta-analysis summarized in the background.
Rangarajan et al. multicenter retrospective series.
Autologous hematopoietic cell transplantation is designated experimental/investigational for treatment of severe aplastic anemia, Diamond‑Blackfan anemia, Fanconi’s anemia, paroxysmal nocturnal hemoglobinuria, and pure red cell aplasia because its effectiveness for these indications has not been established. Requests for autologous HCT for these conditions are therefore subject to denial or noncoverage in this Clinical Policy Bulletin; specific autologous procedure codes are listed as not covered for the indications in this bulletin (for example, CPT 38232, 38241).
The provided document portion does not list explicit policy exclusions beyond the investigational designation for autologous hematopoietic cell transplantation. The Clinical Policy Bulletin excerpt is a summary reference and does not enumerate plan‑specific exclusion clauses in this section; providers should consult the full policy bulletin or plan documents for any additional exclusion language.
This Clinical Policy Bulletin is intended to summarize Aetna’s medical policy and administrative guidance for hematopoietic cell transplantation in aplastic anemia and related marrow failure syndromes. It contains only a partial, general description of plan or program benefits and does not constitute a contract or guarantee of coverage. Participating providers remain independent contractors and treating clinicians are responsible for medical advice and treatment decisions; the bulletin may be updated and is subject to change.
Autologous hematopoietic cell transplantation is not considered medically necessary (investigational) for severe aplastic anemia and the listed bone marrow failure syndromes because effectiveness has not been established. For patients older than 40 years, immunosuppressive therapy (IST) is generally the preferred initial treatment, and allogeneic transplantation is reserved for IST failures or other specific indications.
The document portion does not provide a list of distinct not medically necessary conditions beyond stating that autologous HCT for the listed marrow failure syndromes is investigational due to unestablished effectiveness. The background and evidence review emphasize limited and heterogeneous comparative data (for example, on first‑line matched sibling HSCT versus first‑line IST), supporting individualized clinical decision‑making and conservative coverage determinations where evidence is insufficient.
Coding
| S2150 | Bone marrow or blood-derived stem-cells (peripheral or umbilical), allogeneic or autologous, harvesting, transplantation, and related complications; includes comprehensive services. |
| J9212 | Injection, interferon alfacon-1, recombinant, 1 microgram. |
| J9213 | Injection, interferon, alfa-2a, recombinant, 3 million units. |
| J9214 | Injection, interferon, alfa-2b, recombinant, 1 million units. |
| J9215 | Injection, interferon, alfa-n3, (human leukocyte derived), 250,000 iu. |
| S0145 | Injection, pegylated interferon alfa-2a, 180 mcg per ml. |
| S0148 | Injection, pegylated interferon alfa-2b, 10 mcg. |
| D59.5 | Paroxysmal nocturnal hemoglobinuria [Marchiafava-Micheli]. |
| D60.0 - D61.9 | Aplastic anemia [severe]. |
| D64.4 | Congenital dyserythropoietic anemia. |
| T86.5 | Complications of stem cell transplant. |
| Z94.84 | Stem cells transplant status. |
| 38100 | Splenectomy; total (separate procedure). |
| 38101 | Splenectomy; partial (separate procedure). |
| 38102 | Splenectomy; total, en bloc for extensive disease. |
| 38120 | Laparoscopy, surgical, splenectomy. |
| 38204 - 38215 | Bone marrow or stem cell services/procedures. |
| 85004 - 85049 | Blood count. |
| 85055 | Reticulated platelet assay. |
| 85060 | Blood smear, peripheral, interpretation by physician with written report. |
| 85097 | Bone marrow, smear interpretation. |
| 86920 - 86923 | Compatibility test each unit. |
Provider Actions and Prior Authorization
Prior Authorization Required
Prior authorization is required for allogeneic hematopoietic cell transplantation (HCT) procedures and associated transplant services. Requests must document that the member meets the transplanting institution's selection criteria; if the institution has no published criteria, documentation must demonstrate that the member meets Aetna's medical necessity criteria for allogeneic HCT.
- Prior authorization required for allogeneic HCT and related CPT/HCPCS codes (see CPT/HCPCS lists).
- Autologous HCT requests for indications listed in this policy are considered investigational and require denial documentation if submitted for those indications.
Prior Authorization: Diagnostic and Donor Documentation
Documentation submitted with prior authorization requests should include diagnostic confirmation, donor availability and HLA status, and other clinically relevant donor information. Where applicable, include telomere length testing and genetic testing to exclude inherited marrow-failure syndromes.
- Documented donor HLA typing (e.g., 86813, 86817, 86920-86923).
- Evidence of donor availability and relationship (matched sibling, unrelated, haploidentical) and graft source (bone marrow, peripheral blood, cord blood).
- Telomere length and genetic testing results when inherited marrow-failure syndromes are suspected.
Diagnostic Workup Expectations
Expected diagnostic workup prior to authorization includes a bone marrow evaluation with cellularity assessment, cytogenetics and FISH to exclude genetic etiologies, complete blood counts and reticulocyte count, and other tests as clinically indicated (e.g., compatibility testing). Results of these studies are often required before initiation of therapy or approval of transplant.
- Bone marrow biopsy/report with cellularity.
- Cytogenetics and specific FISH assays to exclude genetic causes.
- Complete blood count with neutrophil, platelet, and reticulocyte counts (document thresholds when applicable).
- Compatibility and crossmatch testing as appropriate.
Autologous Transplant Considered Investigational
Autologous hematopoietic cell transplantation for severe aplastic anemia and the specified inherited marrow-failure syndromes is considered experimental and investigational; prior authorization submissions for autologous HCT for these indications should be evaluated against this policy and will generally not be approved.
Preferred Initial Therapy and Sequence Considerations
Clinical decision-making should reflect age-based and evidence considerations: allogeneic HCT from an HLA-matched sibling donor is generally preferred as initial therapy in younger patients (typically <20 years); for patients >40 years, immunosuppressive therapy (IST) is generally the preferred initial approach and allogeneic transplant is reserved for IST failure, relapse, or other appropriate indications. Comparative effectiveness of first-line matched-sibling HSCT versus first-line IST is uncertain; individual patient factors, donor availability, and institutional expertise should guide sequencing.
- Preferred initial therapy: <20 yrs — allogeneic HCT from HLA-matched related donor.
- Preferred initial therapy: >40 yrs — IST (e.g., ATG + cyclosporine); reserve allogeneic HCT for IST failure or relapse.
- Uncertainty exists comparing first-line matched sibling HSCT vs first-line IST; document rationale for chosen sequence.
Step Therapy
There are no formal step-therapy requirements or sequencing rules imposed by this policy beyond the clinical recommendations above; authorization decisions are based on documented medical necessity, diagnostic workup, donor status, and institutional selection criteria.
- No mandated step-therapy protocols in policy; do not require prior IST trial for young patients when allogeneic HCT with matched sibling donor is clinically indicated.
- Authorization guided by member-specific clinical data rather than automatic sequencing rules.
Required Documentation
Required documentation must show that the member meets the transplanting institution's selection criteria or, if institutional criteria are unavailable, that the member meets Aetna's listed medical necessity criteria for allogeneic HCT. Include prior treatment history, response to IST when relevant, and indication-specific clinical details.
- Transplant center selection criteria or statement that institutional criteria were applied.
- Clinical history including prior therapies (e.g., IST), response or failure, transfusion dependence, and complications.
- Specific indication documentation (e.g., diagnostic thresholds for severe aplastic anemia: marrow cellularity, neutrophil, platelet, reticulocyte counts).
Required Clinical Documentation
Required clinical documentation includes bone marrow evaluation reports, cytogenetic/FISH results, telomere length or genetic testing when relevant, donor HLA status and compatibility testing, and transplant candidacy assessments (age, comorbidities, prior therapies). These items support medical necessity determinations.
No Explicit Denial Triggers Specified
This policy does not enumerate specific denial triggers beyond the investigational status of autologous HCT for the listed indications and failure to meet medical necessity or documentation requirements. Denials should be based on absence of required clinical criteria, investigational status where applicable, or lack of necessary diagnostic/donor documentation.
- No other explicit automatic denial triggers are listed in the policy.
- Common denial reasons: insufficient diagnostic data, missing donor/HLA information, autologous HCT requested for investigational indications.
Supplemental Documentation Links
Supplemental resources and links that should accompany authorization and clinical review processes include the policy review history, definitions, and Clinical Policy Bulletin Notes. Use these resources for administrative guidance and definitions relevant to coverage determinations.
- Include links or references to: Review History, Definitions, and Clinical Policy Bulletin Notes when submitting or adjudicating requests.
- Reference policy effective date and last review (Effective: 06/28/2002; Last Review: 09/12/2023) as needed.
Transplant Candidate Criteria
Transplant candidate criteria
Candidates for allogeneic HCT:
Institution criteria take precedence
Candidate selection
Candidate selection considerations drawn from reviews and consortium survey
Many institutions require results before IST.
Contraindications
For patients older than 40 years, the policy and supporting background indicate that immunosuppressive therapy (anti‑thymocyte globulin plus cyclosporine A) is generally the accepted initial treatment of choice. Consequently, allogeneic transplantation may be relatively contraindicated as first‑line therapy in this age group and is typically reserved for those who fail IST or have other specific indications.
Within the provided document portion there are no explicit absolute or relative contraindications listed that would universally preclude transplant coverage. The policy instead describes treatment preferences by age and designates autologous HCT as investigational for the listed indications; individual transplanting institution selection criteria and full policy materials should be consulted for patient‑level contraindication determinations.
Evaluation and Pre-Transplant Requirements
Center and Program Requirements
Post-Transplant Coverage and Services
Background
Aplastic anemia is a disorder of bone marrow failure resulting in pancytopenia and a markedly hypocellular marrow. Severe aplastic anemia is defined by specific cytopenia and marrow criteria: for example, neutrophils <0.5 x 10^9/L, platelets <20 x 10^9/L, reticulocyte count <1% (or <20 x 10^9/L), and markedly reduced bone marrow cellularity (eg, <20–25%); the policy indicates that the presence of 3 of these 4 findings defines severe disease and informs transplant candidacy. Definitive therapeutic options include immunosuppressive therapy (IST) and allogeneic hematopoietic cell transplantation, with allogeneic HCT from an HLA‑matched sibling generally preferred in younger patients when criteria are met.
Definitions
Revision History & References
Policy last reviewed; references and evidence base (including recent systematic reviews and cohort reports on haploidentical HSCT and outcomes after second transplants) were updated in the review history.
Publication of a multicenter report on HCT for congenital dyserythropoietic anemia (Rangarajan et al., 2022) incorporated into evidence supporting transplant indications and pre-HCT management considerations.
EBMT Severe Aplastic Anemia Working Party report on haploidentical transplantation and post-transplant cyclophosphamide (Prata et al., 2020) cited to support haploidentical donor approaches and conditioning considerations.
Series reporting successful outcomes of second HSCT with total nodal irradiation and ATG conditioning for graft failure (Yahng et al., 2018) added to references informing reconditioning strategies for repeat transplantation.
Policy effective date (policy origin), establishing coverage framework and linking to the references and review process for future updates.
Administrative notes: this Clinical Policy Bulletin lists an effective date of 06/28/2002, last review date 09/12/2023, and next scheduled review 07/11/2024. The bulletin also includes standard disclaimers that it provides a partial summary of plan benefits, may be updated, and that providers should refer to the full Clinical Policy Bulletin and supplemental materials for specific prior‑authorization and documentation procedures.
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