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    v1.0.28
    OpenPayerPolicy UpdatesAnesthesiologyAnthem Anesthesia Coverage & Documentation Update …
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    CurrentAnthemPolicy 09-201

    Inhalation and Local Anesthesia (2026 Policy)

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    Defines coverage and medical necessity criteria for local anesthesia, regional/trigeminal block, nitrous oxide inhalation, intravenous moderate sedation, deep sedation/general anesthesia and related monitoring/documentation requirements for dental services. Applies to Anthem dental benefits and references state/contract-defined pediatric age limits.

    Policy Summary
    PayerAnthem
    PolicyInhalation and Local Anesthesia (2026 Policy)
    Policy CodePolicy 09-201
    Change TypeRevised (minor editorial refinements)
    Effective DateJan 1, 2026
    Last ReviewOct 27, 2025
    Next Review Date
    Key ActionSubmit supporting medical documentation (radiographs, progress notes, operative report and complete anesthesia record) when medical conditions necessitate general anesthesia or moderate sedation.
    SourceLink
    POLICY UPDATE CHANGES

    Policy revised with last review date 10/27/2025 and published 01/01/2026.

    OpenPayer is powered by Trek Health's payer performance platform. Trek continuously ingests, validates, and normalizes Transparency in Coverage data alongside payer policies and other commercial payer data to create a structured payer intelligence foundation. OpenPayer uses this foundation to deliver personalized search results, dynamically generated policy pages, and tailored policy monitoring based on each user's payers, specialties, billing codes, and areas of interest. The same intelligence powers broader payer performance workflows, including reimbursement benchmarking, contract evaluation, payer negotiations, and financial decision-making.

    ConditionalDeep sedation/general anesthesia coverage
    BundledLocal anesthesia
    May be non-coveredRegional/trigeminal block
    Indicated/ContraindicatedNitrous oxide

    Coverage Summary

    This policy defines coverage and medical necessity criteria for inhalation and local anesthesia used in dental procedures, including nitrous oxide, intravenous moderate sedation, deep sedation/general anesthesia, and related monitoring and documentation requirements. Policy: Inhalation and Local Anesthesia (2026 Policy); Number: 09-201; Effective: 2026-01-01; Status: CURRENT.

    Key policy facts
    PayerAnthem
    Policy Number09-201
    Effective Date2026-01-01
    Last Review2025-10-27
    Next Review
    Coverage stancemixed (conditional coverage for sedation/anesthesia; local anesthesia not separately reimbursed; regional/trigeminal may be non-covered)
    Highlight> 60 minutes office anesthesia requires written rationale, radiographs, progress notes, operative report and a complete anesthesia record indicating start and stop times of incremental drug administration

    Medical Necessity and Coverage Criteria

    Local Anesthesia

    Covered status and bundling

    Administration of local anesthetic (traditional, electronic, buffered, etc.) is considered inclusive of all dental procedures and is not eligible for a separate benefit unless a specific plan allows coverage.

    Regional and Trigeminal Division Block Anesthesia

    Coverage position

    Regional and trigeminal block anesthesia may not be a covered service.

    Deep Sedation/General Anesthesia, Intravenous Moderate Sedation/Analgesia, Non-Intravenous Conscious Sedation

    Covered when performed with covered dental services and medical necessity criteria met

    These procedures may be benefitted when appropriate in conjunction with covered dental services.

    Codes

    CDT codes (informational list)mixed
    D9210local anesthesia not in conjunction with operative or surgical procedures.
    D9211regional block anesthesia.
    D9212trigeminal division block anesthesia.
    D9215local anesthesia in conjunction with operative or surgical procedures.
    D9219evaluation for deep sedation or general anesthesia.
    D9222administration of deep sedation/general anesthesia - first 15-minute increment, or any portion thereof.
    D9223administration of deep sedation/general anesthesia - each subsequent 15-minute increment, or any portion thereof.
    D9224administration of general anesthesia with advanced airway - first 15-minute increment, or any portion thereof.
    D9225administration of general anesthesia with advanced airway - each subsequent 15-minute increment, or any portion thereof.
    D9230administration of nitrous oxide/administration of moderate sedation - intravenous.
    1–10 of 17
    1/2
    ICD-10 (referenced)ICD-10
    ICD-10-CMDiagnoses for dental diseases and conditions: see current CDT code book for details.

    Provider Actions & Requirements

    Documentation Required

    Medical documentation for general anesthesia/moderate sedation

    Submit supporting medical documentation from the oral surgeon, dentist and/or physician when medical conditions necessitate general anesthesia or moderate sedation. Documentation should include radiographs, progress notes, the operative report, and a complete anesthesia record.

    Documentation Required

    Failed local anesthesia

    Document and submit records of failed attempts at local anesthesia administration when general anesthesia is being claimed because local anesthesia proved ineffective (examples: acute infection, anatomic variation, allergy).

    Documentation Required

    Monitoring records

    Maintain continuous monitoring records and a complete anesthesia record that include oxygen saturation (pulse oximetry), observation/verification of respirations, blood pressure and heart rate (pre-, intra-, and post-operative), and the names, times and dosages of all drugs administered (local, IV, inhalation).

    Background and Definitions

    The policy outlines the accepted continuum of sedation depth and provides definitions for deep sedation/general anesthesia, intravenous moderate sedation, analgesia, and anxiolysis, emphasizing that the level of anesthesia is determined by the agent's effect on the central nervous system. It references guidance from the American Society of Anesthesiologists (ASA), American Dental Association (ADA), American Academy of Pediatrics (AAP), and American Academy of Pediatric Dentistry (AAPD) for definitions, monitoring and practice standards. For pediatric patients, while AAP/AAPD define a child as ages 0–21, the policy states that for benefit determination Anthem follows contract criteria and state-mandated ages for IV and inhalation anesthesia.

    Definitions
    Medically/Dentally NecessaryServices consistent with the member's diagnosis or condition; rendered in response to life‑threatening condition or pain; to treat injury/illness/infection related to the dentition; or to achieve function consistent with prevailing community standards.
    Child (benefit purposes)Although AAP/AAPD define child as 0–21, for benefit purposes Anthem follows contract criteria and state mandated ages for IV and inhalation anesthesia for children.

    Guideline sources: American Society of Anesthesiologists (ASA) statements on continuum of depth of sedation and office-based sedation/anesthesia; American Academy of Pediatrics (AAP) and American Academy of Pediatric Dentistry (AAPD) guidelines and statements on pediatric monitoring and use of nitrous oxide; American Dental Association (ADA) Guidelines for the Use of Sedation and General Anesthesia by Dentists; and CDT 2026 (Current Dental Terminology) from the American Dental Association.

    Revision History

    2014-01-01published

    Initial policy published.

    2017-02-08revised

    Revision (annual review/appropriateness and medical necessity updates).

    2018-02-06revised

    Revision (annual review).

    Policy Summary
    PayerAnthem
    PolicyInhalation and Local Anesthesia (2026 Policy)
    Policy CodePolicy 09-201
    Change TypeRevised (minor editorial refinements)
    Effective DateJan 1, 2026
    Last ReviewOct 27, 2025
    Next Review Date
    Key ActionSubmit supporting medical documentation (radiographs, progress notes, operative report and complete anesthesia record) when medical conditions necessitate general anesthesia or moderate sedation.
    SourceLink
    On This Page
    Coverage SummaryMedical Necessity and Coverage CriteriaCodesProvider Actions & RequirementsBackground and DefinitionsRevision History
    Medical conditions requiring general anesthesia must be supported by documentation submitted by the oral surgeon, dentist and/or physician administering the anesthesia.

    Qualification criteria

    • Child with complex dental needs: The member is a child, up to the age defined by contract, with a dental condition that requires repairs of significant complexity (examples: multiple restorations, pulpal therapy, extractions, or combinations of procedures).
    • Physical/intellectual/medical compromise: The member has physical, intellectual, or medically compromising conditions for which dental treatment under local anesthesia cannot be expected to provide a successful result and which, under anesthesia, can be expected to produce a superior result (examples include intellectual disabilities, cerebral palsy, epilepsy, severe cardiac problems, hyperactivity).

      Must be verified by appropriate medical documentation.

    • Behavioral issues: The member is extremely uncooperative, fearful, unmanageable, anxious, or uncommunicative with complex dental needs which should not be postponed and for whom lack of treatment can be expected to result in oral pain, infection, loss of teeth, or other increased oral morbidity.
    • Failed local anesthesia: The member for whom local anesthesia is ineffective (reasons such as acute infection, anatomic variations, or allergy).

      Failed attempts of local anesthesia administration must be documented and submitted for review.

    • Extensive trauma: The member has sustained extensive oral-facial and/or dental trauma for which treatment under local anesthesia would be ineffective or compromised.
    Level determination: The level of anesthesia is determined by the dentist's documentation of the anesthetic agent's effect on the patient's central nervous system, not by route of administration.
    Start time: Time of general anesthesia begins when the dentist starts administering the sedative agent and non-invasive monitoring protocol.
    Dentist attendance: The dentist administering the anesthesia must remain in constant attendance with the patient until completion of the anesthesia procedure; services are complete when the patient may be safely left under observation of trained personnel.
    >60 minutes documentation: Office anesthesia in excess of 60 minutes for any dental or surgical procedure requires a written rationale and documentation including radiographic images, progress notes, operative report and a complete anesthesia record indicating start and stop times of incremental drug administration.> 60 minutes

    Inhalation of Nitrous Oxide/Analgesia

    Indications and contraindications

    Nitrous oxide procedures may be benefitted when appropriate in conjunction with covered dental services.
    Indications: Nitrous Oxide may be indicated for: ineffective local anesthesia administration; treatment of dental anxiety; special needs patients; individuals who are uncooperative or behaviorally challenged.
    Contraindications: Nitrous Oxide is contraindicated for (but not limited to): patients with severe respiratory compromise; first trimester pregnancy due to potential teratogenic effects; patients with a history of stroke; hypotension and known cardiac conditions.

    Monitoring and Documentation Requirements

    Conditions for safe administration and required records

    Continuous operatory monitoring: A dentist, or at the dentist's direction, an appropriately trained individual must remain in the operatory during active dental treatment to monitor the patient's vital signs continuously until discharge criteria are met.
    Oxygenation and pulse oximetry: Monitoring must include observation of proper oxygenation (includes observation of mucosal color), continuous evaluation of skin or blood, and oxygen saturation by pulse oximetry.
    Ventilation monitoring: Ventilation: chest movement must be continually observed; respirations must be verified and documented by appropriately trained personnel.
    Circulation monitoring: Circulation: blood pressure and heart rate must be evaluated pre-operatively, intra-operatively and postoperatively and properly documented.
    Complete anesthesia record: Documentation: maintain a complete anesthesia record including names of all drugs administered, times and dosages (local, IV, inhalation), and all physiological parameters monitored.
    Emergency management: the dentist is responsible for adequacy of facility and staff, drug management, equipment, drugs and office protocol for emergency management related to administration of IV or inhalation drugs.
    Denial Risk

    Regional/trigeminal block may be non-covered

    Regional and trigeminal division block anesthesia may not be a covered service and could be denied if the member's contract does not provide coverage.

    • D9211
    • D9212
    Prior Authorization

    Plan/contract verification

    Verify the member's contract benefits and state-mandated ages for intravenous and inhalation anesthesia prior to scheduling; coverage and age definitions for pediatric benefits vary by contract and state requirements.

    Billing Rule

    Bundling of local anesthesia

    Do not bill local anesthesia separately when it is provided as part of dental procedures, since local anesthetic administration is considered inclusive of dental procedures unless a specific plan allows separate coverage.

    • D9210
    • D9215
    2020-11-12revised

    Revision (annual review).

    2020-12-06revised

    Revision (annual review).

    2021-10-20revised

    Revision (annual review).

    2022-11-11revised

    Revision (annual review).

    2023-11-01revised

    Minor editorial refinements to description, clinical indications, criteria, and reference; intent unchanged.

    2025-10-27revised

    Minor editorial refinements to description, clinical indications, criteria, and reference; intent unchanged.

    2026-01-01publishedLatest

    History notes minor editorial refinements; intent unchanged.