Transplant Immune Cell Function Assays
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Defines Aetna's coverage stance for immune cell function assays used in transplant recipients, including when the ImmuKnow Assay is considered medically necessary and which assays/indications are experimental or investigational. Affects clinicians ordering or adjudicating such assays for transplant patients.
No material clinical or coverage changes in this revision.
Coverage Criteria for Immune Cell Function Assays
ImmuKnow Assay — Medical Necessity
Covered when ALL of the following are met
Per Aetna 'Medical Necessity' statement.
Experimental / Investigational
Not covered / Experimental and investigational for these indications
Enumerated in policy.
Enumerated in policy.
Infection risk performance
Summary of evidence-based performance characteristics from cited analyses and studies
Meta-analyses and systematic reviews report pooled estimates and study heterogeneity.
Rejection risk performance
Evidence on rejection detection
Meta-analyses and cohort studies report limited performance for rejection detection.
Use considerations
Contextual recommendations from investigators
Authors call for prospective longitudinal outcome studies to establish clinical utility.
Evidence summaries and proposed utility
Assay-specific evidence statements and contexts from the provided text:
Evidence ranges from negative/neutral to promising in small RCTs; overall heterogeneity limits broad recommendations.
FDA HDE status but limited clinical utility evidence.
Assay-specific validation and lack of FDA clearance limit generalizability.
Promising surveillance tool but clinical utility studies still emerging.
Contextual clinical criteria
Assay use described as reasonable when intended to risk-stratify immunocompromised patients or to guide prophylaxis/monitoring decisions in transplant or high-immunosuppression settings, provided timing and assay type are appropriate.
Guidelines and cohort studies support assay-specific timing and interpretation; assays are not interchangeable and require assay-specific validation.
Examples of codes identified in the policy as not covered for indications listed in the CPB include CPT/HCPCS codes used for cellular function and proprietary transplant tests such as 86352 (cellular function assay), 0118U (donor-derived cell-free DNA quantification), 81560 (Pleximmune/CD154+ TcM algorithm), and assay descriptors such as IFN-947 (ELISpot/T-Track CMV). The policy also lists numerous ICD-10 diagnosis codes that, when submitted for excluded indications, may lead to denial (examples include codes for complications of transplanted organs, specific transplant status codes, CMV disease, PTLD, inflammatory bowel disease, and lupus nephritis).
Providers should verify coding and clinical indication prior to submission because claims for CPT/HCPCS/ICD-10 codes listed as “not covered for indications listed in the CPB” may be denied when submitted with excluded diagnoses or for experimental/ investigational indications.
The policy states there is insufficient evidence to support use of the ImmuKnow Assay for management of organ transplant rejection or for identifying individuals at risk for rejection prior to solid organ transplant; Aetna considers these indications experimental/investigational because clinical effectiveness has not been established.
Akimoto et al (2013) and other reviewers cited in the policy emphasize the need for prospective clinical outcome studies to determine ImmuKnow's role in managing transplant recipients, and the policy notes this insufficiency may lead to denial when the assay is requested for rejection-risk management or pre-transplant risk stratification.
Although Pleximmune (donor-specific CD154+ cytotoxic memory T cells) showed correlation with acute cellular rejection in pediatric liver/intestine cohorts, the policy notes there are no clinical outcome studies demonstrating clinical utility and that sensitivity/specificity estimates derive from small sample sets with wide confidence intervals.
Because routine clinical benefit has not been established, the policy describes the Pleximmune test as experimental/investigational for prediction of acute cellular rejection and other indications.
The policy highlights that some commercial CMV immune panels (for example, the CMV T Cell Immunity Panel described by the vendor) have not been cleared or approved by the FDA for diagnostic use.
The absence of FDA clearance or approval for certain assays is noted as a factor that may influence payer coverage decisions and prior authorization requirements for those laboratory-developed or non–FDA-cleared tests.
The document emphasizes that assay results are assay-specific and not interchangeable across platforms: for example, T-SPOT.CMV and QuantiFERON-CMV demonstrated only moderate agreement (especially by day +100 post–allo-HSCT), and the authors conclude that future guidance should be assay-specific.
Because concordance between different CMV immune assays is incomplete, the policy advises against substituting results from one platform for another without validation and appropriate context.
Sections of the document include literature summaries and full reference listings supporting the background and evidence review; these chunks provide bibliographic citations rather than prescriptive coverage criteria.
The references cited (for example, meta-analyses, cohort studies, and device summaries) underpin the policy conclusions about assay performance, regulatory status, and evidence gaps but do not themselves state additional coverage rules.
The policy specifies that the assays discussed (including ImmuKnow, Pleximmune, T-SPOT.CMV, QuantiFERON-CMV, CMV T Cell Immunity Panel, IFN-γ ELISpot tests, and donor-derived cell-free DNA assays) are not supported for most indications beyond adjudicating over‑immunosuppression in transplant recipients with co‑morbid infection or cancer, and are therefore considered experimental or investigational for those other clinical uses.
Use of these assays for indications outside the narrowly defined medically necessary purpose is listed in the policy’s experimental/investigational section and should not be relied upon for routine clinical decision-making.
Pooled evidence and the policy explicitly indicate that using CICFA/ImmuKnow solely to predict rejection or as a definitive diagnostic for rejection is not supported; meta-analysis data show poor pooled sensitivity for rejection and inconsistent findings across studies.
Consequently, the policy characterizes ImmuKnow as not medically necessary/experimental when requested for prediction or definitive diagnosis of rejection rather than for adjudicating over‑immunosuppression in selected transplant subpopulations.
Multiple pediatric cohort studies cited in the policy reported that ICFA/ImmuKnow did not reliably discriminate between rejection, infection, or immunologic stability in pediatric heart and renal transplant populations, indicating limited utility in those settings.
A study in patients with renal cell carcinoma found no clinical significance of ImmuKnow ATP levels for prognosis, further supporting the policy’s conclusion that ImmuKnow has unreliable performance in several pediatric and non-transplant cohorts.
For CMV-specific risk stratification in lung transplant recipients, the policy notes limited and non‑definitive evidence: a cited trial found trends suggesting ImmuKnow might help individualize prophylaxis length, but differences did not reach statistical significance and sample sizes were small.
Accordingly, the policy lists ImmuKnow use for CMV risk stratification in lung transplant recipients as experimental/investigational pending confirmatory studies.
Coding and Test Thresholds
| 86352 | Cellular function assay involving stimulation (eg, mitogen or antigen) and detection of biomarker (EG, ATP). |
| 0118U | Transplantation medicine, quantification of donor-derived cell-free DNA using whole genome next-generation sequencing, plasma, reported as percentage of donor-derived cell-free DNA in the total cell-free DNA. |
| 81560 | Transplantation medicine (allograft rejection, pediatric liver and small bowel), measurement of donor and third-party-induced CD154+T-cytotoxic memory cells, utilizing whole peripheral blood, algorithm reported as a rejection risk score. |
| IFN-947 | ELISpot assay (e.g., T-Track CMV)– no specific code. |
| A00.0 - B99.9 | Infectious and parasitic diseases. |
| C00.0 - D09.9 | Malignant neoplasms. |
| T45.1X5+ | Adverse effect of antineoplastic and immunosuppressive drugs. |
| B25.8 | Other cytomegaloviral diseases. |
| K50.00 - K50.019 | Crohn's disease. |
| K51.00 - K51.919 | Ulcerative colitis. |
| M32.14 | Glomerular disease in systemic lupus erythematosus. |
| Z76.82 | Awaiting organ transplant status. |
| Z94.0 - Z94.9 | Transplanted organ and tissue status. |
| No codes listed |
Provider Actions, Authorization, and Documentation
Prior authorization and coding verification — confirm CPT/ICD match policy (e.g., 86352)
Verify that the procedure and diagnosis codes submitted match the policy guidance (example covered code: CPT 86352 for cellular function assay). Confirm coverage criteria are met before ordering and billing; obtain prior authorization when payer rules require it for the covered indication.
- Covered CPT example: 86352 (cellular function assay involving stimulation and detection of biomarker such as ATP).
- Verify applicable ICD-10 diagnosis supports the intended indication (policy lists covered and not-covered diagnosis groups).
- Obtain prior authorization when required by payer rules for the covered indication.
Prior authorization recommended — due to inconsistent/insufficient evidence
Consider prior authorization for clinical use because evidence is inconsistent and insufficient to support many assay-directed management decisions; document the clinical rationale when requesting authorization.
- Policy states pooled evidence is limited for infection and poor for rejection identification, supporting prior authorization for clinical use when assay results will influence management.
- Provide clinical justification and supporting documentation when seeking authorization.
Prior authorization when used to adjust immunosuppression — include assay values and plan
If assay results will be used to adjust immunosuppression, obtain prior authorization and include the assay values and the planned management changes in the authorization request.
- One RCT used ImmuKnow-directed tacrolimus adjustments (reduce 25% if ATP <130 ng/mL; increase 25% if ATP >450 ng/mL) and recorded management decisions tied to assay values.
- Policy advises providing assay values and intended management plan when prior authorization is sought for therapy adjustments.
Prior authorization likely required for non‑FDA-cleared assays
Expect prior authorization or additional documentation for assays that are not FDA-cleared; provide clinical justification and lab accreditation information when requesting coverage.
- Policy notes some commercial panels (e.g., CMV T Cell Immunity Panel) have not been FDA-cleared and may require payer review.
- Indicate that high-complexity laboratory tests are performed in CLIA/CAP-accredited labs when relevant.
Prior authorization for post‑transplant immune monitoring — document transplant status and timing
When ordering assays for post‑transplant immune monitoring (risk stratification or prophylaxis decisions), include transplant status, timing relative to transplant, and intended use in the prior authorization or clinical documentation.
- Policy describes assay use at specific post-transplant time points (e.g., day +28 and +100 post-allo-HSCT; months 3, 6, 8, 10, 12 post-lung transplant) to guide prophylaxis/monitoring.
- Document transplant type, post-transplant day/month of testing, and whether result will inform prophylaxis duration or surveillance strategy.
Prior authorization — policy history contains no explicit requirements
No explicit prior authorization steps are specified in the policy history or administrative notes; refer to payer-specific prior authorization rules as needed.
- Policy history and administrative notes do not define provider prior authorization steps.
Prefer serial monitoring over single time‑point when guiding therapy
Prefer serial, individualized monitoring rather than relying on a single time‑point assay value when using assays to guide clinical decisions.
- Multiple authors state isolated ImmuKnow values lack diagnostic capacity and that individual serial monitoring may better inform immunosuppression changes.
Documentation required for therapy changes — baseline and serial assay documentation
When proposing immunosuppression changes based on assay results, document baseline clinical status and serial assay measurements, and record the rationale and planned dose adjustments.
- The Ravaioli RCT specified serial testing and predefined tacrolimus dose-change thresholds tied to ATP values; policy recommends stepwise documentation when adjustments are made.
- Include baseline status, each assay result with dates, and the management decision linked to those results.
Step therapy — none specified in policy
No step therapy rules are provided in this policy section; follow institution and payer protocols for stepwise treatment prior to assay‑directed management.
- Policy does not define mandatory step therapy algorithms.
Assay‑guided prophylaxis decisions — document results and prophylaxis plan
Use CMV-specific assays to support individualized antiviral prophylaxis decisions, and document assay results and corresponding changes in prophylaxis duration or surveillance.
- Studies described use QuantiFERON-CMV and ImmuKnow around prophylaxis cessation (e.g., 6 months post‑lung transplant) to explore individualized discontinuation of prophylaxis.
- Document assay type, quantitative thresholds used, timing relative to prophylaxis cessation, and planned monitoring of CMV DNAemia.
Step therapy — no requirements described
No step therapy requirements are described in these policy chunks; apply local clinical care pathways and payer rules.
- Policy text contains no mandated step therapy sequences.
Clinical indication documentation — state purpose is adjudicating over‑immunosuppression
Document that ImmuKnow is being used to adjudicate potential over‑immunosuppression in transplant recipients with comorbid infection or cancer to meet the medically necessary indication.
- Policy states ImmuKnow is medically necessary specifically to adjudicate over‑immunosuppression in transplant recipients with co‑morbid infection or cancer.
- Include the clinical context (infection or cancer) in the request and medical record.
Document timing and serial measurements — record pre/post‑transplant schedule
Document timing of serial ImmuKnow measurements relative to transplant and clinical events; studies use pre‑transplant and multiple post‑transplant time points (e.g., days 7,14,21,42 and months 3,6,12).
- De Paolis collected samples pre-transplant and at days 7, 14, 21, 42 and months 3, 6, 12; other studies similarly used serial measurements.
- Record exact dates of sampling and relationship to suspected infection or rejection.
Assay result reporting — document Pleximmune IR and thresholds used
Report Pleximmune results as the immunoreactivity index (IR) and include the threshold used (examples reported: IR ≥1.1 post‑transplant; pre‑transplant IR ≥1.23) when presenting results to justify clinical decisions.
- Pleximmune IR thresholds reported in training/validation: post‑transplant IR ≥1.1 and pre‑transplant IR ≥1.23 predictive for rejection in pediatric LTx/ITx cohorts.
- Include IR value and whether it meets the specified threshold in clinical documentation.
Supporting documentation from studies — include biopsy pairing/serial dd‑cfDNA when applicable
When using dd‑cfDNA studies to support a diagnosis of rejection, include paired biopsy results or serial dd‑cfDNA measurements as supporting documentation because many studies correlated dd‑cfDNA with biopsy‑proven rejection.
- SNP‑based dd‑cfDNA study reported biopsy‑matched samples and used a pre‑specified cut‑off (>1%) to detect active rejection with high AUC.
- Record biopsy dates/results and corresponding dd‑cfDNA values when available to support interpretation.
Required assay documentation — record assay type, quantitative result and thresholds used
Providers must document the assay type, the quantitative result and thresholds applied (examples: QuantiFERON‑CMV reactive threshold ≥0.2 IU/mL; ImmuKnow ATP categories: <225, 225–525, ≥525 ng/mL) and timing relative to transplant or prophylaxis.
- QuantiFERON‑CMV reactive threshold commonly reported as ≥0.2 IU/mL.
- ImmuKnow ATP category cut‑points: low <225 ng/mL; intermediate 225–525 ng/mL; high ≥525 ng/mL.
- Document when the sample was taken relative to transplant and any prophylaxis changes.
Administrative note — policy history contains no provider authorization steps
Administrative policy history and notes do not prescribe provider authorization steps; follow the policy content and payer-specific administrative procedures.
- Policy history and additional information sections record review dates and administrative notes but do not define provider authorization workflow.
Denial triggers — claims with excluded codes/indications may be denied
Claims submitted with CPT/HCPCS/ICD‑10 codes listed as not covered for CPB indications may be denied if paired with excluded diagnosis codes or for experimental/investigational indications; ensure coding aligns with covered indications.
- Policy lists CPT/HCPCS codes and multiple ICD‑10 codes as not covered for the CPB‑listed indications (examples: B25.8 for CMV, codes for post‑transplant complications).
- Avoid submitting claims with excluded diagnosis codes for indications designated as experimental/investigational.
Denial risk — insufficient evidence for rejection‑risk use of ImmuKnow
Insufficient evidence supports ImmuKnow for management of transplant rejection or for identifying individual pre‑transplant rejection risk; use for those indications may be denied.
- Policy states there is insufficient evidence of ImmuKnow effectiveness for management of organ transplant rejection and for identifying individuals at risk for rejection prior to transplant.
- Provide alternative supporting clinical evidence if ordering for rejection‑related indications.
Denial risk — regulatory status of assay may affect coverage
Regulatory status can affect coverage: tests that are not FDA‑cleared (e.g., T‑SPOT.CMV as a laboratory‑developed test) may not meet payer coverage requirements without additional justification.
- T‑SPOT.CMV has not been cleared or approved by the FDA and is performed in a CLIA/CAP‑accredited lab.
- When ordering non‑FDA‑cleared assays, include laboratory accreditation and clinical rationale in authorization requests.
Authorization considerations — include comprehensive documentation to reduce denial risk
Because some assays lack explicit authorization language in the policy and may not be FDA‑cleared, include comprehensive clinical documentation to mitigate potential denial risk.
- Policy notes assays described have not been FDA‑cleared/approved in some cases and that no explicit authorization criteria are stated; thorough documentation may be required by payers.
Denial risk — indeterminate/invalid results affect interpretation and actionability
Indeterminate QuantiFERON‑CMV results were excluded in analyses and may limit actionability; document indeterminate or invalid results and consider repeat testing or alternative assays before basing management decisions.
- One study reported 3.4% indeterminate QuantiFERON‑CMV results which were excluded from analyses.
- Indeterminate/invalid results can affect the interpretability of assay‑guided decisions and potential coverage adjudication.
Administrative note — no additional authorization/denial criteria in these sections
No explicit authorization or denial criteria are present in the remaining administrative portions of the document; follow payer‑specific policies for claim adjudication.
- Administrative and reference sections do not provide additional authorization or denial criteria.
Candidate Assays and Transplant-Specific Thresholds
Pleximmune transplant-specific thresholds
Pleximmune pre- and post-transplant IR thresholds were derived to predict rejection in pediatric liver and intestine transplant recipients.
Derived from training/validation cohorts (total n≈214); limited clinical outcome data and authors note need for further validation.
GcfDNA monitoring
Graft-derived cfDNA monitoring context and typical rejection signal levels reported in transplant studies
Noninvasive adjunctive monitoring; clinical utility under investigation.
Transplant-specific assay uses
Use of CMV-specific immune assays in transplant populations is described in several contexts.
Assay-specific validation and timing important; moderate concordance between platforms.
Clinicians were blinded to assay results in reported cohort; use remains investigational for routine practice.
Evaluation and Monitoring Requirements
Monitoring protocols
Monitoring protocols in published studies typically include a baseline pre-transplant sample and multiple post-transplant samples (examples: days 7, 14, 21, 42 and months 3, 6, 12); document these time points when relevant to interpretation.
- List exact sampling schedule used and relation to clinical events (e.g., suspected infection or rejection).
When assays guide immunosuppression, serial measurements and documented stepwise adjustments are used
When assays are used to guide immunosuppression, serial measurements and documentation of pre-specified thresholds and stepwise adjustments are used in studies (for example ImmuKnow-directed tacrolimus changes and Pleximmune risk stratification).
- Document the thresholds that will trigger each management step and the intended magnitude of adjustment.
dd-cfDNA evaluation context
dd-cfDNA evaluation has been performed both as surveillance testing and with biopsy-paired samples; interpretation often requires correlation with biopsy and clinical data.
- If dd-cfDNA is used, provide biopsy results when available or serial dd-cfDNA trends to support clinical conclusions.
Laboratory and Center Requirements
CENTER REQUIREMENTS — CLIA/CAP lab processing for high-complexity assays
T-SPOT.CMV is performed in a CLIA- and CAP-accredited laboratory; high-complexity assays should be processed in appropriately accredited centers.
- Confirm the testing laboratory's CLIA/CAP accreditation when ordering or documenting these assays.
Post-Transplant Use and Monitoring
Background and Definitions
Background: Transplant recipients require immunosuppression that increases infection risk, while insufficient immunosuppression increases rejection risk; balancing these competing risks is a core clinical challenge.
Immune function assays such as the ImmuKnow assay measure CD4+ T‑cell ATP production after mitogenic stimulation as a surrogate of global cellular immune function; the policy frames these assays as potential tools to risk‑stratify immunocompromised patients or to inform prophylaxis and monitoring decisions, but highlights that evidence is assay‑ and indication‑specific and frequently inconclusive.
Policy Revision History
Policy became effective.
Most recent policy review conducted (Last Review: 10/26/2023).
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