Circulating Tumor Cell and DNA Assays for Cancer Management
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This medical policy governs coverage and clinical use of circulating tumor cell and circulating tumor/cell-free DNA assays for cancer management for Providence Health Plan commercial product members; it defines covered indications, documentation requirements, and examples of assays addressed.
No material clinical or coverage changes in this revision.
Coverage criteria and clinical indications
PIK3CA testing in HR+/HER2- advanced/metastatic breast cancer
Covered when ALL of the following are met for assessment of PIK3CA mutations in advanced/metastatic HR-positive/HER2-negative breast cancer:
Examples: CPT 0177U or 81309
Comprehensive molecular profiling via cfDNA/CTC panels
Comprehensive molecular profiling (CTC or ctDNA/cfDNA panel) is covered when ALL of the following are met:
Examples of acceptable panels: FoundationOne Liquid CDx; Guardant360 CDx; LiquidHALLMARK; Tempus xF
Not medically necessary / Excluded uses
Not covered / Not medically necessary conditions:
Full list available in policy document
Covered with conditions / Not routinely covered
Coverage considerations reflect limited clinical utility evidence and conditional guideline recommendations:
NCCN supports use in multiple tumor types and recommends tissue testing if liquid biopsy is negative.
Reflected in systematic reviews (Hayes) and society guidance; one RCT showed CTCs prognostic but no survival benefit from CTC-directed therapy changes.
NCCN-recommended ctDNA/CTC uses (selected cancers)
Covered when aligned with NCCN guidance for specific cancer types and clinical scenarios:
A negative ctDNA result should be interpreted with caution and does not exclude tumor mutations.
Evidence summary and guideline alignment
Guideline and evidence context:
NCCN recommends PIK3CA testing via tumor or liquid biopsy for advanced/metastatic breast cancer and lists several other cancers where ctDNA/CTCs may be used.
This policy explicitly excludes AR-V7 testing from circulating tumor cells (for example, Oncotype DX® AR-V7 Nucleus Detect Test) and directs readers to the separate prostate policy for that assay. Additionally, a long list of named proprietary and commercial assays are designated as not medically necessary when the coverage criteria are not met; examples in the policy include Cancer Intercept, CellMax (First Sight CRC, LBx, Prostate), CellSearch and its variants (PDL1, HER2, melanoma, multiple myeloma), Circulogene, ClearID panels, ColonAiQ, ColoScape, Colvera, Epic Sciences CtDNA panel, HelioLiver, IMMray PanCan-d, LiquidGx, LungLB, NavDx, OncoBEAM assays, OncobiotaLUNG, PlasmaSelect64/Plasma Complete, RadTox cfDNA, DiviTum® TKa, and BTG Early Detection of Pancreatic Cancer.
Routine use of circulating tumor cell (CTC) assays to guide adjuvant systemic therapy in early-stage breast cancer is not supported. Professional society guidance (ASCO) advises against using CTC biomarkers to direct adjuvant therapy for early invasive breast cancer, and systematic reviews note insufficient evidence that CTC assays reliably predict treatment response or progression to justify routine use.
Use of CTCs or ctDNA for management of many cancer types lacks supporting evidence and broad guideline endorsement. The policy notes that while NCCN recommends ctDNA/CTC testing in selected tumor types, multiple major societies (eg, ASCO, ASCP, CAP) have found insufficient evidence for routine adoption of these assays across other cancers.
Coding submitted with an unlisted code for services that this policy identifies as non-covered will be denied at claim adjudication. For unlisted codes submitted for potentially covered services, prior authorization is recommended to avoid post-service denial; all unlisted codes are reviewed at the claim level for medical necessity and correct coding.
The policy considers CTC or cfDNA assays not medically necessary for routine surveillance, monitoring for recurrence, or assessment of disease progression when there is no active treatment planning. Systematic reviews summarized in the evidence section report high rates of false positives/negatives and a lack of studies showing that surveillance testing improves patient-centered outcomes.
Repeat testing with CTC or cfDNA assays is not medically necessary unless there is documented evidence of a clinically significant change in disease status. The policy requires documentation of clinically meaningful change to justify subsequent testing and limits routine repeat surveillance testing in the absence of new clinical information.
Use of circulating biomarkers (CTCs or ctDNA) to alter therapy in early-stage breast cancer is not supported. ASCO guidance strongly recommends against using CTC biomarkers to guide adjuvant systemic therapy in early-stage invasive breast cancer, and reviews conclude there is insufficient evidence to change treatment based solely on these circulating markers.
Testing indications that are not supported by evidence or by clinical practice guidelines (outside of the limited NCCN-recommended scenarios listed in this policy) are considered not medically necessary. The policy emphasizes that many ctDNA and CTC applications lack high-quality clinical utility data and therefore are not covered unless specifically authorized under the listed indications.
Specific covered indications and scenarios
Assessment of PIK3CA mutations in advanced/metastatic HR-positive/HER2-negative breast cancer (references CPT 0177U or 81309)
Covered when ALL of the following are met for assessment of PIK3CA mutations in advanced/metastatic HR-positive/HER2-negative breast cancer:
Referenced example CPT/PLA codes: 0177U, 81309
Comprehensive molecular profiling via ctDNA/CTC panels when patient is candidate for systemic therapy and tissue biopsy infeasible, and has one of listed advanced/metastatic cancers (examples and panels listed)
Comprehensive molecular profiling via ctDNA/CTC panels is covered when ALL of the following are met:
Document rationale that tissue is unavailable or unfeasible when ordering.
Examples of acceptable ctDNA panels: FoundationOne Liquid CDx; Guardant360 CDx; LiquidHALLMARK; Tempus xF
Identification of actionable genomic alterations in advanced/metastatic cancers when tissue biopsy unavailable or infeasible (NCCN-supported validated plasma ctDNA assays; negative liquid biopsy should prompt tissue testing)
Identification of actionable genomic alterations in advanced/metastatic cancers when tissue biopsy is unavailable or infeasible:
If liquid biopsy is negative for an actionable alteration, guidelines recommend follow-up tumor tissue testing when possible.
Metastatic/advanced cancers where testing is appropriate when tissue biopsy not feasible or for progression monitoring (examples listed)
Metastatic or advanced cancers where testing is appropriate when tissue biopsy not feasible or for progression monitoring (examples listed):
Validated NGS-based comprehensive genomic profiling assays in CLIA-approved laboratories are recommended; interpret negative results with caution.
Not covered services and named assays
The policy provides a comprehensive list of named tests and assays that are considered not covered / not medically necessary when the coverage criteria are not met. This inventory includes, but is not limited to, Cancer Intercept; multiple CellMax tests; CellSearch and its listed variants (PDL1, HER2, melanoma, multiple myeloma, CTC-HER2); Circulogene; ClearID panels; ColonAiQ; ColoScape; Colvera; Epic Sciences CtDNA panel; IVDiagnostics; HelioLiver; IMMray PanCan-d; LiquidGx; LungLB; NavDx; OncoBEAM assays; OncobiotaLUNG; PlasmaSelect64; Plasma Complete; RadTox cfDNA; DiviTum® TKa; and BTG Early Detection of Pancreatic Cancer. The full non-covered list is provided in the policy text.
Routine use of CTC assays for prognosis or to guide adjuvant systemic therapy in early-stage breast cancer is not supported by the evidence base, and many ctDNA assays intended for surveillance or residual disease detection are similarly unsupported. Systematic reviews and expert society statements have concluded that current data are insufficient to recommend these applications for routine clinical care.
CTC use for numerous cancer types is not endorsed due to limited evidence and lack of guideline support. While NCCN lists selected indications where ctDNA/CTC testing may be reasonable, the policy states that management of many other cancers with circulating tumor assays lacks backing from major professional organizations and the available literature.
CPT, PLA, HCPCS and coding guidance
| 0091U | Oncology (colorectal) screening, cell enumeration of circulating tumor cells, utilizing whole blood, algorithm, for the presence of adenoma or cancer, reported as a positive or negative result |
| 0177U | Oncology (breast cancer), DNA, PIK3CA gene analysis of 11 gene variants utilizing plasma, reported as PIK3CA gene mutation status |
| 0155U | Therascreen PIK3CA test by QIAGEN Sciences using tumor tissue (referenced) |
| 0179U | Oncology (non-small cell lung cancer), cell-free DNA, targeted sequence analysis of 23 genes |
| 0229U | Significant mutation(s) BCAT1 or IKZF1 promoter methylation analysis |
| 0239U | Targeted genomic sequence analysis panel, solid organ neoplasm, cell-free DNA, analysis of 311 or more genes |
| 0242U | Targeted genomic sequence analysis panel, cell-free circulating DNA analysis of 55-74 genes |
| 0285U | Oncology, disease progression and response monitoring to radiation, chemotherapy, or other systemic cancer treatments, cell-free DNA, quantitative branched chain DNA amplification, plasma |
| 0317U | Branched chain DNA amplification, plasma, reported in ng/mL |
| 0326U | Targeted genomic sequence analysis panel, solid organ neoplasm, cell-free circulating DNA analysis of 83 or more genes |
| 0333U | Oncology (liver), surveillance for hepatocellular carcinoma in high-risk patients, methylation patterns on cfDNA plus AFP/AFP-L3 and DCP |
| 0337U | Measurement of AFP/AFP-L3 and DCP, algorithm reported as normal or abnormal result |
| 0338U | Oncology (plasma cell disorders and myeloma), circulating plasma cell immunologic selection and enumeration |
| 0356U | Evaluation of 17 DNA biomarkers using digital PCR (ddPCR), cell-free DNA, algorithm reported as prognostic risk score |
| 0368U | Oncology (colorectal), evaluation including KRAS, NRAS, PIK3CA, TP53 and methylation markers, multiplex qPCR, cfDNA, report of risk score |
| 0388U | Oncology (non-small cell lung cancer), NGS of 37 genes, plasma |
| 0404U | Oncology (lung), multi-omics, plasma, algorithm reported as malignancy risk |
| No codes listed |
Prior authorization, documentation, and ordering requirements
Submit required documentation with prior authorization request
Provide the specific test name (or complete gene list for custom tests), the laboratory performing the test, clinical notes documenting the indication and relevant signs/symptoms, prior related test results, family history if applicable, how the test result will impact clinical decision making, and all relevant CPT/HCPCS codes billed. Failure to submit complete documentation may affect review outcome.
- Specific gene, trade or proprietary test name or full gene list
- Name of laboratory performing the test
- Clinical notes: indication and related signs/symptoms
- Prior related test/laboratory results
- Family history, if applicable
- How results will impact clinical decision making
- All relevant CPT/HCPCS codes billed
Document intended management impact for limited‑evidence assays
For comprehensive cfDNA or CTC panels with limited evidence of clinical utility, include documentation of how test results are intended to change patient management; prior authorization may be required to establish medical necessity when used instead of tissue testing.
- Document intended impact on treatment decisions or trial eligibility
- Provide rationale if cfDNA/CTC used in lieu of tissue testing
Obtain prior authorization for unlisted codes to avoid denial
If billing an unlisted code for a potentially covered service, obtain prior authorization to reduce the risk of a post-service denial; the policy recommends PA for unlisted codes submitted for potentially covered services.
- Prior authorization is recommended for unlisted codes to avoid post-service denial
- Provide supporting documentation of medical necessity when requesting PA
Recommend PA before submitting unlisted codes for potentially covered tests
When submitting an unlisted code for a service that may fall under this policy, request prior authorization to confirm coverage and appropriate coding prior to service delivery to prevent post‑service denials.
- Recommend PA when unlisted code submitted for potentially covered services
- Confirm coding and coverage before performing the test
Provide complete documentation when ordering tests
Ordering clinicians must supply required documentation elements at time of request; the policy does not mandate a specific form but incomplete documentation may affect review outcome.
- Provide full documentation as listed in policy (test name/gene list, lab, clinical notes, prior results, impact on management, codes)
- Policy does not specify a required form for submission
Pursue tumor tissue testing after negative liquid biopsy
If a liquid biopsy (ctDNA/cfDNA) is negative for an actionable alteration, obtain follow-up tumor tissue testing when feasible, as guidelines recommend tissue testing if liquid biopsy is negative.
- Negative ctDNA does not exclude tumor mutations — pursue tissue testing if possible
- Document rationale if tissue testing is infeasible
State clinical actionability of test results in request
Ordering clinicians must identify how test results will influence targeted therapy decisions or clinical trial eligibility when requesting testing; include this in documentation.
- State whether results will guide targeted therapy or trial enrollment
- Include prior test results and clinical rationale
Ensure appropriate ordering clinician documents intent
Order ctDNA/CTC testing through clinicians managing the cancer (e.g., oncologists) when results will affect targeted therapy or trial eligibility; document the responsible ordering clinician in the request.
- Ordering should be by clinicians managing the cancer when results will influence therapy or trial eligibility
- Document ordering clinician in submission
Required documentation elements to include with test requests
Include the test name or complete gene list, laboratory name, clinical indication and signs/symptoms, prior related test results, family history if applicable, how the results will affect clinical decision making, and all CPT/HCPCS codes billed when requesting review or prior authorization.
- Test name or full gene list
- Laboratory performing the test
- Clinical indication and signs/symptoms
- Prior related test results
- Family history if applicable
- Planned clinical action based on results
- All relevant CPT/HCPCS codes
Document tissue unavailability and intended clinical use
When using cfDNA/ctDNA because tumor tissue is unavailable or infeasible, document the reason tissue is unavailable and state that results will inform targeted therapy decisions or trial eligibility.
- Document that tissue biopsy is not feasible or insufficient for molecular analysis
- Explain how liquid biopsy results will inform therapy or trial eligibility
Supply documentation supporting unlisted code medical necessity
Provide supporting documentation for any unlisted code to demonstrate medical necessity, correct coding, and pricing at the claim level; all unlisted codes will be reviewed for these elements.
- Supply clinical rationale demonstrating medical necessity
- Ensure coding accuracy and supply documentation to support pricing at claim review
Unlisted codes undergo claim‑level medical necessity review
Be aware that all unlisted codes are subject to claim‑level review for medical necessity, correct coding, and pricing; provide thorough documentation at submission to support coverage.
- Unlisted codes reviewed at claim level for medical necessity and correct coding
- Provide documentation supporting that testing is for a covered indication
Risk of denial when coverage criteria are not met
Tests will be considered not medically necessary and may be denied when the policy criteria I.-II. are not met, including for routine surveillance, monitoring for recurrence without active treatment planning, or repeat testing without documented clinically significant change.
- Routine surveillance or monitoring without active treatment planning is not medically necessary
- Repeat testing without documented clinically significant change is not medically necessary
- Named tests listed in policy are not covered when criteria I-II are not met
Denial risk due to insufficient evidence of clinical utility
Lack of high‑quality evidence that CTC or ctDNA testing improves patient‑centered outcomes (quality of life, PFS, OS) may lead to denial when tests are ordered for prognostic purposes or without evidence they will change management.
- Clinical utility evidence is limited; use for prognosis or risk prediction alone is insufficient to establish medical necessity
- Provide documentation that testing will change management to mitigate denial risk
Unlisted code submissions for non‑covered services will be denied
If an unlisted code is submitted for a service that is not covered under this policy, it will be denied as not covered; unlisted codes for potentially covered services should have prior authorization to avoid denial.
- Unlisted codes for non-covered services will be denied as not covered
- Obtain prior authorization for unlisted codes when service may be covered
Unlisted code denial for non‑covered services
Submission of unlisted codes for services not covered by this policy will be denied as not covered; confirm coverage and seek prior authorization when appropriate before performing the test.
- Verify coverage before submitting unlisted codes
- Unlisted codes for non‑covered services are denied
Ordering clinician must provide required documentation elements
The ordering clinician must provide the required documentation elements (indication, prior tests, how results will impact management, lab and test name); the policy does not specify a required submission form.
- Provide indication, prior tests, intended impact on management, lab name and test name
- No specific form is mandated by the policy
Have treating clinicians order tests that will affect therapy or trial eligibility
Ordering should be performed by clinicians who manage the patient’s cancer (for example, oncologists) when results will influence targeted therapy choices or clinical trial eligibility; document the responsible clinician on the request.
- Prefer ordering by clinicians managing the cancer when test results will affect therapy or trial enrollment
- Document ordering provider on request
Member eligibility and prerequisites
None.
None.
None.
None.
Background and rationale
Circulating tumor cells (CTCs) are tumor cells shed into the bloodstream during the metastatic process, and circulating tumor DNA (ctDNA or cfDNA) are small fragments of DNA released by tumor and normal cells into blood. Both analytes form the basis of 'liquid biopsy' approaches: CTC assays may enumerate or characterize intact tumor cells and have been associated with prognosis in some settings, while ctDNA assays detect tumor-derived genomic alterations and can noninvasively reflect tumor genomics when tissue biopsy is infeasible. The policy highlights that, although there is consistent low-level evidence for analytic and clinical associations, robust data demonstrating improved clinical outcomes from use of these circulating biomarkers are generally lacking.
Definitions and assay descriptions
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