Arizona Substantive Policy Statement: Uniform Prior Authorization Request Forms and Prior Authorization Requirements
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This Substantive Policy Statement adopts two standardized prior authorization request forms and provides guidance on Arizona's prior authorization laws for health insurers, providers, utilization review agents, and related stakeholders in Arizona.
No material clinical or coverage changes in this revision.
Operational and Clinical Criteria for Prior Authorization
Operational prior authorization criteria
Operational requirements for prior authorization requests and forms
Information collected to support authorization decisions
Form captures reason for request and clinical information to support authorization decisions, including prior authorization, step therapy exceptions, quantity exceptions, DME, specialty drug, and device requests.
Required Coding Fields and Code Lists
| CPT, CDT, HCPCS | Service/procedure codes to be provided on the health care services prior authorization form |
| ICD-10 (or ICD version specified) | Supporting diagnosis codes to be provided |
| HCPCS | Field for HCPCS code for provider-administered drugs and DME/device |
| NDC | Field for NDC number for drugs |
| ICD | Fields for diagnosis ICD version and ICD code |
| CPT/CDT | Fields for planned service or procedure codes |
Provider Responsibilities and Submission Procedures
Use only Department‑approved prior authorization forms
Providers must exclusively use the Department‑approved uniform prior authorization request forms beginning January 1, 2023; health care services plans and their utilization review agents shall only accept and process those approved forms. Prior authorization requests submitted on other forms on or after January 1, 2023 are invalid. Plans may make nonsubstantive formatting changes provided they do not substantively alter content or layout.
- Mandatory use date: January 1, 2023
- Plans/UR agents must accept and process only the Department‑approved forms
- Nonsubstantive insurer formatting changes permitted if consistent with attached versions
Maintain emergency after‑hours prior authorization procedures
Plans and their utilization review agents are required to implement emergency after‑hours procedures to request a prior authorization so providers can obtain authorizations outside regular business hours.
- After‑hours procedures must allow requests for all health care services, including prescriptions
Publicly list all prior authorization requirements and required documentation
Plans must provide a public listing (via website or provider portal) of all services, drugs, and devices that require prior authorization and the documentation necessary to make a request complete.
- Listing must be accessible through an electronic software system or provider portal
Non‑electronic submissions allowed only for documented hardship or limited connectivity
Plans may accept non‑electronic prior authorization submissions only under a contractual arrangement when the provider demonstrates financial hardship or limited/unavailable connectivity where the provider is located, per A.R.S. § 20‑3403(C).
- Otherwise, plans and UR agents must accept and respond to requests via secure electronic transmission
Use prescribed request types on the form and support expedited review certification
The standardized form includes selectable request types—Initial Request, Continuation/Renewal Request, Prior Authorization, Step Therapy/Formulary Exception, Medical Device, Quantity Exception, DME, Specialty Drug, and Other—and includes an option for prescriber certification to request expedited/urgent review.
- Prescriber may request expedited/urgent review by checking the expedited box and signing the form
Provide service/procedure codes, diagnosis, setting, and therapy details in Section VI
Section VI of the form requests the planned service or procedure with CPT, CDT, or HCPCS code and supporting diagnosis with ICD code, and captures setting (inpatient/outpatient/office/etc.), therapy session counts, duration, frequency, and related attachments (orders, nursing assessment) as applicable.
- Include CPT, CDT, or HCPCS code and ICD diagnosis code(s)
- Specify setting (Inpatient, Outpatient, Provider Office, Observation, Home, Day Surgery, Other)
- Provide therapy details: number of sessions, duration, frequency; attach orders/assessments when required
Complete drug, HCPCS/NDC, and compound ingredient details on the form
Prescription drug fields must include requested drug name, strength, route, quantity, days' supply, expected therapy duration, indication whether new or continuation of therapy, and for provider‑administered drugs the HCPCS code and NDC. The form also includes an expedited/urgent review checkbox with prescriber certification and signature, and fields for drug allergies and relevant laboratory values.
- Requested Drug Name, Strength, Route, Quantity, Days' Supply, Expected Therapy Duration
- Indicate New therapy or Continuation of therapy (with approximate start date)
- Provider‑administered drugs: HCPCS Code and NDC # and Dose Per Administration
- Compound drugs: identify all ingredients in Section VII
- Include drug allergies and relevant laboratory values (attach or list)
Key Definitions
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