Initial Step-Therapy Requirements — Proton Pump Inhibitors (PPIs)
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Defines initial pharmacy benefit step-therapy rules, first- and second-line PPI agents, quantity limits, approval duration, and prior-authorization conditions for Mass General Brigham Health Plan commercial/exchange members.
Policy updated to remove multiple PPI agents from the formulary and move them to nonformulary status effective 07/01/2026.
Step therapy table clarified dosage forms and Rx vs OTC status earlier (effective 06/01/2025).
Added omeprazole/sodium bicarbonate oral powder for suspension to the program as a second-line agent (effective 09/01/2023).
PPI Step-Therapy Coverage Criteria
PPI step-therapy coverage criteria
Covered when the following tiered step-therapy conditions are met.
First-line coverage
- First-line agents are covered without prior authorization (see Initial Therapy Tiers for the agent list).
If member does not meet initial step therapy requirements at point of sale, claim will deny and request must be submitted for prior authorization.
Second-line coverage conditions
- Second-line medications will pay without prior authorization only if the member has filled at least two first-line medications within the past 180 days or has filled a second-line medication within the past 180 days.
- Alternatively, prior authorization may be granted when the member has documented inadequate response to or intolerable side effects from two first-line medications.
New member documentation requirement
- For members new to the plan (coverage effective date less than or equal to 90 days), submit medical records documenting current treatment with the requested drug to support continuation or approval; documentation must exclude samples and manufacturer patient assistance program supplies.
Approval duration and quantity limits
- Approvals will be granted for up to 12 months.
- Monthly quantity limits apply per drug and strength (see policy quantity limits).
If the member does not meet these requirements at point of sale, submit a prior authorization request and supporting documentation for review.
Initial Therapy Tiers
Initial therapy tiers
Tiering of initial therapy agents and rules for second-line eligibility.
First-line agents (examples listed in policy)
- Omeprazole capsules (Rx only).
- Pantoprazole tablets.
- Lansoprazole 15 mg and 30 mg capsules (Rx only).
- Esomeprazole capsules and tablets (Rx and OTC).
- Rabeprazole tablets.
- Esomeprazole packets for suspension (equivalency noted).
Continuation / Established Therapy
Continuation therapy
Rules for continuation of established therapy and handling of new members.
New-to-plan members (<= 90 days coverage)
- Submit medical records demonstrating the member is currently receiving the requested drug to support continuation or authorization; records must exclude samples and medications received via manufacturer's patient assistance programs.
Clinical failure documentation for continuation or second-line coverage
- Documentation of inadequate response to two first-line medications supports approval of a second-line agent.
- If member has filled at least two first-line medications or a second-line medication within the past 180 days, this fill history also supports coverage of the second-line agent without prior authorization.
Step Therapy Operational Rules
| Coverage status | Agents / notes |
|---|---|
| Covered | Omeprazole capsules (Rx only); pantoprazole tablets; lansoprazole 15 mg & 30 mg capsules (Rx only); esomeprazole capsules & tablets (Rx and OTC); rabeprazole tablets; equivalency: esomeprazole packets for suspension. |
| Requirement | Details / lookback |
|---|---|
| Must meet step-therapy criteria | Second-line medications will pay if the member has filled at least two first-line medications or a second-line medication within the past 180 days; otherwise requests reviewed against prior-authorization criteria or require documentation of inadequate response/side effects to two first-line agents. |
| Change effective date | Agents moved to nonformulary / removed from step-therapy |
|---|---|
| 07/01/2026 | Omeprazole/sodium bicarbonate packets for suspension; rabeprazole sprinkle capsules; dexlansoprazole capsules; Prilosec (omeprazole) packets for suspension; pantoprazole packets for suspension; lansoprazole ODT; Konvomep. |
Prescribing and Documentation Requirements
Initial adjudication — nonconforming prescriptions will deny and require PA
Prescriptions that meet the initial step-therapy requirements will adjudicate automatically at the point of sale. If a prescription does not meet the initial step-therapy requirements, it will deny with a message that prior authorization (PA) is required; submit a PA request at point of sale for members who do not meet the initial step-therapy requirements.
Provide medical records for new members and to document step failure
For members new to the plan (coverage effective date ≤ 90 days), submit medical records documenting that the member is currently receiving the requested drug (exclude samples and manufacturer's patient assistance programs). For second-line agents, authorization may be granted when the member has inadequate response or side effects to two first-line medications.
Step-therapy failure requirement — two first-line fills or recent second-line fill
Second-line medications will be covered without PA only if the member has filled at least two first-line medications or has a prior second-line fill within the past 180 days; otherwise PA or documentation of inadequate response/side effects to two first-line agents is required.
- Lookback period to count prior fills: 180 days
- Alternative to fills: documentation of inadequate response or side effects to two first-line medications
Coding and Lookback
| 1. AcipHex (rabeprazole) [prescribing information]. Wixom, MI: Waylis Therapeutics, LLC; July 2023. | |
| 2. Dexilant (dexlansoprazole) [prescribing information]. Cambridge, MA: Takeda Pharmaceuticals America Inc; February 2025. | |
| 3. Prevacid and Prevacid SoluTab (lansoprazole) [prescribing information]. Lexington, MA: Takeda Pharmaceuticals; August 2023. | |
| 4. Prilosec OTC (omeprazole) [prescribing information]. Cincinnati, OH: P & G Health; October 2024. | |
| 5. Prilosec oral suspension (omeprazole) [prescribing information]. Zug, Switzerland: Covis Pharma; March 2024. | |
| 6. Protonix Oral (pantoprazole) [prescribing information]. Philadelphia, PA: Wyeth Pharmaceuticals Inc; June 2023. | |
| 7. Zegerid (omeprazole and sodium bicarbonate) [prescribing information]. Bridgewater, NJ: Salix Pharmaceuticals; July 2023. |
Key Definitions
Per-Drug Monthly Quantity Limits
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