Medical Records Documentation Used for Reviews — Documentation requirements for prior authorization and utilization review
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Lists the types of medical record documentation that may be requested and used during coverage and utilization reviews across many clinical service categories; intended for providers submitting prior authorization or review requests to the payer.
No material clinical or coverage changes in this revision.
Documentation Requirements for Coverage Determinations
General documentation criteria for medical necessity review
Covered when ALL of the following documentation elements are provided (service-specific items vary):
Clinical eligibility criteria are in corresponding clinical policies; these elements support medical necessity review
Service-specific documentation criteria
Each listed service requires ALL of the following documentation items when applicable for review
Applies to initial admission and continuation of stay
Specific additional items for procedures like MMA and hypoglossal nerve stimulation
Photographs may be required for panniculectomy; images must be color and labeled
Include face-to-face encounter documentation within six months when applicable
Additional urethral condition documentation for Prostatic Urethral Lift
Documentation requirements to support medical necessity reviews
Provide the following documentation elements when applicable to the requested procedure:
General across many procedure types
Repeated requirement across multiple procedure sections
Examples drawn from listed procedure categories
Applies where site-of-care is queried
Listing of a service in these guidelines does not itself indicate that the service is covered or not covered under a member's benefits. Benefit coverage is determined by applicable federal, state, and contractual requirements and laws; these documentation guidelines are informational and indicate the medical record elements reviewers may request to determine whether a member meets clinical criteria for coverage.
When diagnostic images or color photographs are requested as part of a review, they must be submitted via the payer's external portal (www.uhcprovider.com/paan). Faxes of diagnostic images or color photographs will not be accepted. Images should be labeled with the date taken and either the applicable case number obtained at time of notification or the member's name and ID number.
These sections do not enumerate explicit clinical exclusions. The document content in these chunks is focused on the specific medical record documentation elements reviewers may request to support medical necessity determinations (for example, imaging, lab results, device information, prior treatments tried/failed, and procedure‑specific measurements).
Provision of medical record documentation may be required to assess whether a member meets the clinical criteria for coverage; however, supplying documentation does not guarantee that requested services will be covered. Reviewers reserve the right to request additional information if necessary, and documentation requirements may vary by benefit plan.
Within the cited chunks there are no discrete statements labeling specific services as 'not medically necessary.' Instead, the guidance lists the documentation reviewers will request to evaluate medical necessity. Absence of required documentation or failure to submit requested labeled images via the portal may impede review and could lead to delay or denial, but the text does not itself define particular services as not medically necessary.
Relevant Codes and Test Recency Requirements
| HCPCS | Specific HCPCS code(s) for DME, mobility devices and accessories should be provided |
| CPT | Applicable CPT code(s) should be provided for imaging and surgical services |
| CPT95811 | PAP titration or split night study (document whether request is for PAP titration or split night) |
| CPT95805 | Multiple Sleep Latency Testing (MSLT) / Maintenance of Wakefulness Testing (MWT) |
What Providers Must Submit and How to Avoid Denials
CGM and Insulin Delivery — Prior Authorization Documentation
When requesting prior authorization for continuous glucose monitors (CGM) or insulin delivery devices, include documentation specific to the device and clinical need. For initial and ongoing CGM/insulin delivery requests supply: member diabetes type (e.g., type 1, type 2, gestational); recent lab results and office notes (within 3 months for initial requests; within 6 months for continuation requests as noted below); a current signed physician order; the treatment plan; and the device make and model. For CGM initial requests include frequency and severity of hypoglycemic events (with glucose values) and for continued use include physician assessment documenting adherence and benefit. For insulin delivery devices include current signed physician order, treatment plan, device make/model, and recent relevant labs and notes (within 3 months).
- Provide device make/model and current signed physician order
- Include treatment plan and recent labs/office notes (3 months initial; 6 months for some continuation reviews)
- Document hypoglycemia frequency/severity for CGM initial requests and adherence/benefit for continued use
Imaging Submission Requirement and Method
When diagnostic images are requested as part of the review, submit the labeled image files via the external portal at www.uhcprovider.com/paan. Do not fax images or color photographs — faxes will not be accepted. Label each image with the date taken and the applicable case number obtained at time of notification, or the member's name and ID number. If radiology reports are requested, include the interpreting provider specialty and complete report.
- Images must be labeled with date and case number or member name/ID
- Submit images and photos only via the external portal: www.uhcprovider.com/paan (faxes not accepted)
- Include radiology reports and interpreter specialty when requested
Required Documentation (per Service Category)
Provide the specific clinical documentation listed for the requested service category. At minimum, include diagnosis, history of present illness, relevant physical exam findings, recent diagnostic testing and imaging reports, and a clear physician treatment plan. For procedures and devices, include the specific CPT/HCPCS code(s), device make/model, and current prescription or order when applicable. Be sure to document therapies and treatments tried, failed, or contraindicated with dates, duration, and reason for discontinuation.
- Diagnosis, HPI, pertinent physical and neurologic exams
- Recent imaging and diagnostic reports with dates and interpreter when applicable
- Physician treatment plan and applicable CPT/HCPCS codes
- Therapies/treatments tried, failed, or contraindicated with dates and reasons
HMV vs PAP/RAD — Required Documentation
For requests that may require a home mechanical ventilator (HMV) versus positive airway pressure (PAP) or respiratory assist devices (RAD), submit comprehensive respiratory documentation. Include medical history and respiratory condition supporting need for HMV rather than PAP/RAD; relevant objective testing (ABGs, pulmonary function tests if available, overnight oximetry, sleep study results when available); physician plan of care describing use pattern (intermittent, nocturnal, or continuous), device settings/hours of use, and member compliance. For ongoing HMV requests include recent pulmonologist re-evaluation (within 12 months) and documentation of proper use and continued benefit.
- ABGs, PFTs, overnight oximetry, and sleep study results when available
- Physician plan of care with intended hours of use and device settings (include make/model)
- Re-evaluation by treating pulmonologist within 12 months for ongoing requests; documentation of benefit and proper use
IMRT — Documentation Requirements
For advanced radiation planning requests such as IMRT, provide detailed oncologic documentation: diagnosis and target volumes, prior radiation history including dates and doses, rationale for IMRT versus conventional therapy, proposed dose and fractionation, and any required tumor or performance status data. For specific anatomical sites, include site‑specific questions (for example, internal mammary node treatment for breast IMRT or presence/absence of brain metastasis for whole brain IMRT) and performance status (ECOG or KPS) and prognosis if requested.
- Diagnosis, target volume/field and prior radiation doses and dates
- Rationale for IMRT instead of conventional therapy and proposed dose/fractionation
- ECOG or KPS performance status and site‑specific details (e.g., internal mammary node treatment)
Admission and Continuation of Stay Documentation (naviHealth)
For admissions and continuation of stay reviews for IRF, LTAC, and SNF (naviHealth-managed), include complete hospital and clinical documentation. For initial admission provide hospital face sheet, history & physical, therapy evaluations, most recent therapy notes (within prior 24–48 hours), most recent physician note (within 24 hours), physician orders/medication list, post-procedure notes, and nursing admission assessment. For continuation of stay submit recent therapy evaluations (within 48 hours), most recent therapy notes (within 24–48 hours), and most recent physician and nursing notes (within 24 hours) as applicable.
- Initial admission: hospital face sheet, H&P, therapy evaluations, recent physician and therapy notes, physician orders/med list, nursing admission assessment
- Continuation of stay: therapy evaluations within 48 hours, therapy notes within 24–48 hours, recent physician and nursing notes within 24 hours
Treatments Tried/Failed — Documentation Expectation
Many services require documentation of prior treatments tried and failed (or contraindicated). Always document specific therapies or interventions with start and stop dates, duration, and explicit reasons for discontinuation or failure. Include objective response measures when applicable (e.g., pain scores, imaging results, AHI for sleep apnea). For device or procedure requests show conservative management attempts and why they were inadequate before approval will be considered.
- List treatments tried with dates, duration, and reason for discontinuation
- Provide objective measures of response when applicable (e.g., pain scale, imaging, sleep indices)
- For device/procedure requests, document conservative management attempts and documented failure or contraindication
Therapies Tried/Failed — Required Details
Clinical documentation must explicitly show therapies and/or treatments that were tried, failed, or are contraindicated, including dates, duration, and reason for discontinuation. This is required across many categories (medical, surgical, device requests, DME) and supports medical necessity determinations. Failure to provide these details may delay review or lead to denial.
- Therapies/treatments with start/stop dates and reasons for discontinuation
- Documentation of contraindications when applicable
- Rehabilitation, medication, or device trials and documented clinical response
Site‑of‑Care Documentation — Inpatient vs Outpatient
When site‑of‑care is relevant (inpatient vs outpatient) include documentation that supports inpatient status: bilateral procedures, significant comorbidities that increase perioperative risk, inability to safely receive postoperative care as outpatient, or other clinical indicators such as need for monitoring or postoperative interventions. Provide the surgical plan, ASA score when applicable, physician privileging information if the outpatient location is not an office, and any barriers to outpatient care.
- Documentation supporting inpatient care: bilateral procedure, significant comorbidities, or lack of home supports
- Surgical plan and ASA score when applicable
- Physician privileging information and specific reasons why outpatient care is unsuitable
Purpose and Scope
These guidelines summarize the clinical and administrative medical record elements UnitedHealthcare reviewers use to determine whether members meet clinical criteria for coverage across many services. Content was developed from UnitedHealthcare clinical policies and reviewer guidance and is intended to reduce repeated information requests and improve turnaround time for coverage decisions. Reviewers may request service‑specific items such as diagnosis, history and physical, pertinent exams, prior treatments tried/failed with dates and reasons, recent imaging and diagnostic reports (with specified recency), physician treatment plan and signed orders, device make/model and HCPCS/CPT codes, and labeled color photographs when required.
Definitions and Measurement Items
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