Clinical UM PPO Guidelines (California) — Clinical Utilization Management Guidance (index of guideline entries)
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An index compilation of Clinical Utilization Management (UM) PPO guideline titles and control numbers used to indicate which clinical guideline documents and programs govern precertification and review processes for covered services for local fully‑insured and select ASO groups (excludes BlueCard, Medicare/Medicaid, Medicare Supplement, and FEP).
No material clinical or coverage changes in this revision.
Coverage Criteria & Scope
Applicability and use of CG entries
This document segment provides listings of drug-specific clinical guideline (CG) entries which are used to determine coverage and prior authorization for the listed drugs under California PPO when the Pre-Payment Review Program applies.
If the Pre‑Payment Review Program has not been purchased by the account, precertification is not required and clinical review will not be performed.
Guideline listings and prior authorization applicability
Guideline list and administrative/prior authorization applicability
Providers should reference the specific CG number when submitting authorization requests; detailed clinical criteria and any step‑therapy requirements are contained within each referenced CG document.
Providers will be notified upon requesting precertification if prior authorization is required for the member. Effective July 1, 2022, prior authorization is no longer required for biomarker testing for members with advanced or metastatic stage 3 or 4 cancer; post‑service medical necessity review for such biomarker testing is not permitted (only confirmation of stage 3 or 4 is allowed).
Carelon guideline web links and specific CG numbers are listed in the document for provider reference.
This section of the Clinical UM PPO Guidelines does not apply to members covered by BlueCard®, Medicare Advantage, Medicaid, Medicare Supplement, or the Federal Employee Program® (FEP®). It applies to local fully‑insured Anthem Blue Cross members and select members covered under self‑insured (ASO) benefit plans when services are medically managed as part of a purchased program. If the Pre‑Payment Review Program or similar purchased program has not been obtained by the account, precertification is not required and clinical review will not be performed. Providers should contact the phone number on the back of the member ID card for information about precertification requirements and notification.
This document fragment reiterates that the listed Clinical UM PPO guideline entries apply to local fully‑insured and select ASO members and do not apply to BlueCard®, Medicare Advantage, Medicaid, Medicare Supplement, or FEP® members. The provider will be notified when requesting precertification if precertification is required for the member; if the program has not been purchased, precertification is not required and clinical review will not be performed.
This extract is an index of Clinical Guideline (CG) titles and CG numbers for California PPO and contains listings of drug‑ and procedure‑specific guideline entries. It does not include granular coverage criteria in this fragment; each listed CG title corresponds to a separate guideline document that should be referenced for specific coverage and authorization rules.
Alternate listing in this file shows additional CG titles and numbers (drug names such as Danyelza, Oxlumo, Margenza/Breyanzi and others). As above, these entries serve as an index; no standalone coverage criteria or exclusions are provided in this fragment and providers should consult the individual CG for authorization requirements.
A variant of the exclusions statement appears elsewhere in the index confirming that these guideline listings do not apply to BlueCard®, Medicare Advantage, Medicaid, Medicare Supplement, or FEP® members. The provider will be notified when requesting precertification if precertification is required; if the account has not purchased the applicable program, precertification and clinical review will not be performed.
Effective July 1, 2022, in compliance with California law, the plan and its delegated entities will not require prior authorization for biomarker testing for members with advanced or metastatic stage 3 or 4 cancer. Post‑service review of medical necessity for biomarker testing in these members is not permitted; only confirmation of advanced or metastatic stage 3 or 4 cancer is allowed when performing post‑service review.
Clinical Guideline Index & Codes
| CC-0174 | Kesimpta (ofatumumab) / Proleukin (aldesleukin) — listed CG number |
| CC-0175 | Kesimpta (ofatumumab) / Proleukin (aldesleukin) — listed CG number |
| CC-0176 | Beleodaq (belinostat) — listed CG number |
| CC-0178 | Zilretta (triamcinolone acetonide extended-release) / Synribo (omacetaxine mepesuccinate) — listed CG number |
| CC-0180 | Monjuvi (tafasitamab-cxix) / Veklury (remdesivir) — listed CG number |
| CC-0182 | Iron Agents — listed CG number |
| CC-0183 | Sogroya (somapacitan-beco) — listed CG number |
| CC-0187 | Margenza (margetuximab-cmkb) / Breyanzi (lisocabtagene maraleucel) — listed CG number |
| CC-0188 | Margenza (margetuximab-cmkb) / Breyanzi (lisocabtagene maraleucel) — listed CG number |
| CC-0192 | Cosela (trilaciclib) — listed CG number |
| CC-0187 | CG number referenced in listing |
| CC-0188 | CG number referenced in listing |
| CC-0192 | CG number referenced in listing |
| CC-0193 | CG number referenced in listing |
| CC-0194 | CG number referenced in listing |
| CC-0195 | CG number referenced in listing |
| CC-0196 | CG number referenced in listing |
| CC-0197 | CG number referenced in listing |
| CC-0199 | CG number referenced in listing |
| CC-0200 | CG number referenced in listing |
| CC-0263 | CG number referenced for Imdelitra (tartlatamab-dlle) / Anktiva (nogapendekin alfa inbekicept-pmln) |
| CC-0264 | CG number referenced for Imdelitra (tartlatamab-dlle) / Anktiva (nogapendekin alfa inbekicept-pmln) |
| CC-0262 | CG number referenced in listings alongside CC-0263 CC-0264 |
| CG-MED-19 | Custodial Care |
| CG-MED-26 | Neonatal Levels of Care |
| CG-MED-64 | Transcatheter Ablation of Arrhythmogenic Foci in the Pulmonary Veins |
| CG-MED-65 | Manipulation Under Anesthesia |
| CG-MED-69 | Inhaled Nitric Oxide |
| CG-MED-73 | Hyperbaric Oxygen Therapy (Systemic/Topical) |
| CG-MED-74 | Implantable Ambulatory Event Monitors and Mobile Cardiac Telemetry |
| CG-MED-81 | High Intensity Focused Ultrasound (HIFU) for Oncologic Indications |
| CG-MED-83 | Site of Care: Specialty Pharmaceuticals |
| CG-MED-88 | Preimplantation Embryo Biopsy |
| CG-SURG-71 | Reduction Mammaplasty |
| CG-SURG-76 | Carotid, Vertebral and Intracranial Artery Stent Placement with or without Angioplasty |
| CG-SURG-78 | Locoregional and Surgical Techniques for Treating Primary and Metastatic Liver Malignancies |
| CG-SURG-79 | Implantable Infusion Pumps |
| CG-SURG-81 | Cochlear Implants and Auditory Brainstem Implants |
| CG-SURG-83 | Reduction Mammaplasty (entry repeats contexts) |
| CG-SURG-84 | Bariatric Surgery and Other Treatments for Clinically Severe Obesity |
| CG-SURG-88 | Mandibular/Maxillary (Orthognathic) Surgery |
| CG-SURG-95 | Mastectomy for Gynecomastia |
| CG-SURG-96 | Sacral Nerve Stimulation and Percutaneous Tibial Nerve Stimulation for Urinary and Fecal Incontinence; Urinary Retention |
Precertification, Prior Authorization & Provider Notices
Obtain precertification when Pre‑Payment Review program applies
Precertification (prior authorization) is required for items and criteria referenced in this document for applicable local fully‑insured Anthem Blue Cross members and select ASO members when services are medically managed as part of a purchased program; providers will be notified upon requesting precertification if it is required for the member.
- If the Pre‑Payment Review Program has not been purchased by the account, precertification is not required and clinical review will not be performed.
Reference indexed CG entries when requesting authorization
The document indexes numerous Clinical Guideline (CG) entries and associated CG numbers that typically correspond to prior authorization policies; providers should reference the listed CG numbers when preparing authorization requests.
- Examples of indexed CG entries appear throughout the listing (e.g., CC‑0174, CC‑0175, CC‑0187–CC‑0197, CC‑0200–CC‑0264).
Use drug‑specific CGs to determine PA criteria
Drug‑specific Clinical Guidelines (CG numbers and titles) listed in this document are the governing references used to determine precertification/prior authorization requirements for the named specialty drugs under California PPO plans.
- Providers must use the drug‑specific CG title/number (as listed) to locate the detailed prior authorization criteria in the corresponding guideline document.
Listed drug‑specific guidelines imply PA — consult each CG
This fragment lists many drug‑specific CG titles and CG numbers (drug‑specific guideline entries) for California PPO; while the listing implies prior authorization, this extract does not include the explicit submission requirements or affected billing codes — providers must consult the individual CG for those details.
- Listed examples include Danyelza (naxitamab‑gqgk), Oxlumo (lumasiran), Margenza (margetuximab‑cmkb), Breyanzi (lisocabtagene maraleucel).
Include CG number(s) on PA requests
When submitting authorization requests, reference the CG number(s) provided in the index (e.g., CG‑MED‑19, CG‑MED‑34, CG‑SURG‑92 and many CC‑/CG‑ prefixed numbers) so the plan can apply the correct guideline during review.
- Carelon Clinical Appropriateness guidelines are also cited with web links for specialty topics (cardiology, genetic testing, radiology, surgical site‑of‑care) and should be referenced when noted.
PA required for select accounts — provider will be notified
Prior authorization review applies for select accounts using the Anthem Clinical UM Guideline and for certain Carelon guidelines; providers will be notified when requesting precertification if prior authorization is required for the member.
- Applicability is limited to local fully‑insured and select ASO members when the employer/account has purchased the program.
Check individual CGs for step therapy rules
Many listed guideline entries may contain step therapy rules within their full guideline documents; this index does not enumerate those rules, so providers must review the individual CG for any step therapy requirements.
- Some CG titles explicitly include 'Step Therapy' in the title (e.g., Rituximab Agents for Oncologic Indications Step Therapy), indicating sequencing rules exist in the referenced guideline.
Titles including 'Step Therapy' indicate sequencing in that CG
References to 'Step Therapy' appear as part of certain CG titles in the index, signaling that those specific guideline documents contain step therapy sequencing; the index itself does not provide the sequencing details.
- When a CG title includes 'Step Therapy', follow that guideline's documented step failures and required trials for authorization.
No summary provided
No summary content was provided for this inventory item in the fragment; there are no actionable requirements in this placeholder entry.
No step therapy rules present in this fragment
This extract does not include step therapy rules or sequencing information; providers must review each referenced clinical guideline to determine whether step therapy applies.
- The index lists many drug names and CG references but does not specify required prior agents, durations, or failure criteria.
Step therapy — none specified in index
The index provides no explicit step therapy requirements; absence of sequencing in the extract means providers should consult the full CG documents for any step therapy policies.
No step therapy details available
No step therapy operational details (such as required trials, durations, or failure criteria) are present in these chunks; the index only identifies which guidelines to consult.
Contact member ID back‑of‑card phone to confirm precertification
For information about precertification requirements or to confirm whether precertification is required for a specific member, providers should call the phone number on the back of the member's ID card; the provider will also be notified upon requesting precertification if it is required.
- If the account has not purchased the Pre‑Payment Review Program, precertification is not required and clinical review will not be performed.
No documentation requirements in index — consult individual CGs
This index portion does not contain documentation or submission requirements; it primarily lists CG numbers, guideline titles, and occasional implementation dates — providers must refer to individual CGs for documentation needed for authorization.
Provider will be notified upon requesting precertification
When a provider requests precertification, the plan will notify whether precertification is required for the member; contact information is available on the member ID card.
- Notification upon request is the mechanism for confirming whether a purchased program requires precertification for that member.
No submission or documentation instructions in this extract
This fragment does not include documentation or submission instructions (forms, supporting clinical data, or billing codes); providers should obtain those requirements from the individual CG or the precertification contact.
Do not require PA for biomarker testing in stage 3–4 cancer; confirmation allowed
Confirmation of advanced or metastatic stage 3 or 4 cancer is permitted for post‑service review of biomarker testing, but effective July 1, 2022, prior authorization will no longer be required for biomarker testing for members with advanced or metastatic stage 3 or 4 cancer; post‑service medical necessity review for those members is not permitted except to confirm stage.
- This change is effective July 1, 2022, per California SB 535 compliance noted in the guideline.
Missing precertification may lead to administrative denial when program purchased
If precertification is required and not obtained for a member covered under a purchased Pre‑Payment Review Program, lack of required precertification may trigger administrative denial or notification; conversely, if the program has not been purchased by the account, precertification is not required and clinical review will not be performed.
- Providers will be notified upon requesting precertification whether precertification is required for the member.
No explicit denial triggers in index — consult CGs
This fragment is an index of CG numbers and titles and does not state explicit denial triggers; providers must refer to each clinical guideline for specific authorization triggers and denial criteria.
Precertification not required if program not purchased by account
If the account has not purchased the Pre‑Payment Review Program (for example, a prior authorization program), precertification is not required and clinical review will not be performed; providers will be notified when requesting precertification if the program applies to the member.
Step Therapy / Sequencing
| Step | Description |
|---|---|
| 1 | This document is an index listing many drug- and therapy-specific Clinical UM PPO guideline entries (examples: PCSK9 inhibitors, Brineura, Spinraza, Trogarzo, Krystexxa, many specialty biologics). Each listed Clinical Guideline (CG/CC number and title) is used to determine prior authorization/precertification requirements where the Pre-Payment Review Program or local plan requires it; specific step therapy rules, sequencing, and failure criteria are contained within the individual guideline documents referenced by CG/CC number. |
| Step | Description |
|---|---|
| 0 | No explicit step therapy sequencing, mandatory trials, or step requirements are specified in this extract. The fragment only lists guideline titles and CG/CC numbers; where a guideline title contains 'Step Therapy' the detailed requirements must be retrieved from that specific guideline document. |
Site-of-Care Policies
Infusion center — see CG‑MED‑83 Site of Care
Site‑of‑care policies are referenced for specialty pharmaceuticals (see CG‑MED‑83 Site of Care: Specialty Pharmaceuticals); providers should consult that guideline for site‑of‑care rules applicable to infusion centers.
Hospital outpatient — Carelon surgical site‑of‑care review applies for select accounts
Carelon Surgical Procedures — Site‑of‑Care Review and related surgical procedure resources apply for select accounts; providers should reference the Carelon surgical site‑of‑care guideline and surgical procedure checklist when site‑of‑care review is required for hospital outpatient settings.
Background & Purpose
Background: this document is an index/listing of Clinical UM PPO guideline titles and control numbers used for California PPO. It identifies the scope of individual guideline documents (many are drug‑ or device‑specific) and notes administrative applicability: these listings govern precertification and utilization management when the account has purchased the Pre‑Payment Review or similar program. Carelon Medical Benefits Management guideline links are referenced for selected clinical appropriateness topics. The file clarifies exclusions for BlueCard®, Medicare Advantage, Medicaid, Medicare Supplement, and FEP® members and documents the biomarker testing prior authorization exemption for advanced or metastatic stage 3 or 4 cancer effective July 1, 2022.
Definitions & Terms
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