Precertification / Prior Approval Requirements
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Defines prior approval (precertification) requirements and contact points for inpatient and selected outpatient services under the Service Benefit Plan (Federal Employee Program) as administered by the Local Plan; affects providers and members using the Local Plan where services are performed.
No material clinical or coverage changes in this revision.
Prior Approval Coverage Criteria
Prior Approval Coverage Criteria
Services and situations requiring prior approval and notable exclusions or rules:
Outpatient services (Standard & Basic)
- Air ambulance transport (non-emergent)
- Applied behavior analysis (ABA)
- Artificial heart implantation
- Breast reduction or augmentation not related to cancer (Blue Focus requirement noted under Blue Focus section)
- BRCA/LGR genetic testing (preventive or diagnostic)
- Clinical trials for certain blood or marrow stem cell transplants
- Gender reassignment surgery
- Gene therapy and cellular immunotherapy (e.g., CAR T and T‑cell receptor therapy)
- Hospice care
- Organ/tissue transplants (note: prior approval does not apply for kidney or cornea transplant)
- Outpatient intensity‑modulated radiation therapy (IMRT) for cancers other than head, neck, breast, prostate and other anal cancer (brain cancer is an exception and requires prior approval)
- Outpatient surgery for morbid obesity
Outpatient services (Blue Focus)
- Gene therapy and cellular immunotherapy
- Air ambulance transport (non-emergent)
- Applied behavior analysis (ABA)
- Genetic testing (BRCA and large genomic rearrangements; testing for diagnosis/management)
- Surgical services including morbid obesity, breast reduction/augmentation not related to cancer, gender reassignment, outpatient correction of congenital anomalies, oral/maxillofacial surgeries, orthognathic procedures, certain orthopedic and reconstructive surgeries, rhinoplasty, septoplasty, varicose vein treatment
- Outpatient IMRT
- Hospice care
- Cardiac rehabilitation
- Cochlear implants
- Outpatient residential treatment centers
- Prosthetic devices (external)
- Pulmonary rehabilitation
- High‑technology radiology (MRI, CT, PET)
- Specialty DME (e.g., specialty hospital beds, deluxe equipment)
- Transplants (except cornea and kidney) and blood or marrow stem cell transplants
- Clinical trials for certain blood or marrow stem cell transplants
- Transplant travel
Services and Codes Requiring Prior Approval
| Air ambulance transport (non-emergent) | Air ambulance transport (non-emergent) |
| Applied behavior analysis | Applied behavior analysis |
| Artificial heart implantation | Artificial heart implantation |
| Breast reduction or augmentation not related to cancer treatment | Breast reduction or augmentation not related to cancer treatment |
| BRCA/LGR testing | BRCA/LGR testing, whether performed for preventive or diagnostic reasons |
| Clinical trials for certain blood or marrow stem cell transplants | Clinical trials for certain blood or marrow stem cell transplants |
| Gender Reassignment Surgery | Gender Reassignment Surgery |
| Gene therapy and cellular immunotherapy | Gene therapy and cellular immunotherapy, for example, CART and T-cell receptor therapy |
| Hospice care | Hospice care |
| Organ/tissue transplants | Organ/tissue transplants (Prior approval does not apply for kidney or cornea transplant) |
Precertification / Prior Approval Process and Provider Obligations
Precertification / Prior Approval Process
Precertification (precert) is a contractual requirement. Providers must contact the Local Plan where services will be performed before inpatient hospital admissions, or within two business days following the admission when the hospital admission is an emergency. For outpatient services, prior-approval (precertification) is also required.
- Phone: 800-860-2156 (8AM - 7PM ET) Monday-Friday
- FAX: 800-732-8318
Inpatient and MHSA Prior Approval Requirements
All inpatient admissions for mental health and substance abuse (MHSA) to an inpatient treatment facility require prior approval based on the Service Benefit Plan description of Medical Necessity. This includes emergency admissions (the Plan must be notified no later than 2 business days after admission). Prior approval is required for inpatient stays (including long-term acute rehab and obstetric delivery stays beyond federally mandated minimum length of stay) and for all solid organ and bone marrow/stem cell transplants.
- Plan notification required no later than 2 business days after emergency admission
- Prior approval based on Medical Necessity per Service Benefit Plan
Blue Focus Prior Approval and Penalty
Under the Blue Focus contract, specific outpatient and professional services require prior approval. If prior approval is not obtained, a $100 penalty will be applied to professional and outpatient facility claims after services have been approved. (This penalty does not apply to prescription drugs and supplies.)
- Penalty: $100 for failure to obtain Blue Focus prior approval on professional and outpatient facility claims (exceptions: prescription drugs and supplies)
- Examples of services requiring prior approval include: Gene therapy and cellular immunotherapy; Air ambulance (non-emergent); Applied Behavior Analysis (ABA); Genetic testing (e.g., BRCA and large genomic rearrangements, genetic testing for diagnosis/management); Numerous surgical services (e.g., morbid obesity surgery, breast reduction/augmentation not cancer-related, gender reassignment, orthognathic and oral maxillofacial surgeries, rhinoplasty, septoplasty, varicose vein treatment, certain orthopedic and reconstructive procedures); Outpatient IMRT; Hospice care; Cardiac and pulmonary rehabilitation; Cochlear implants; Outpatient residential treatment centers; External prosthetic devices; High-technology radiology (MRI, CT, PET) not related to immediate care of emergency or accidental injury; Specialty DME (specialty hospital beds, deluxe equipment); Transplants (except cornea and kidney) and blood/marrow stem cell transplants; Transplant travel; Certain clinical trials; Note: prescription drugs and supplies excluded from penalty
Key Definitions
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