Trastuzumab (Herceptin and biosimilars), Trastuzumab and Hyaluronidase-oysk (Herceptin Hylecta)
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Medical necessity, coverage, dosing, and precertification requirements for trastuzumab products and Herceptin Hylecta for Aetna commercial medical plans; affects providers requesting coverage for these agents.
No material clinical or coverage changes in this revision.
Coverage Criteria and Clinical Indications
Initial Therapy — Indications considered medically necessary
Covered when ANY one of the following disease-specific criteria is met
Adjuvant and neoadjuvant approved for total of 12 months
Initial Therapy — Herceptin Hylecta
Covered when ANY of the following for Herceptin Hylecta
Adjuvant and neoadjuvant approved for total of 12 months; metastatic use continued until disease progression
Continuation Therapy — Continuation of therapy
Continuation of therapy
Adjuvant and neoadjuvant treatment approved to complete a total of 12 months; metastatic therapy may continue until progression
Coverage Criteria
Covered when selection criteria and indications are met (FDA-approved or compendial uses):
See FDA labeling
See compendial statements
See diagnostic guidance
Based on HERA and supporting trials
Cardiac monitoring advised due to cardiotoxicity risk
Breast cancer — adjuvant
Evidence-supported coverage contexts and key findings:
One year remains standard of care; longer durations not superior
Gastric cancer — Advanced/metastatic gastric or gastroesophageal adenocarcinoma
Advanced/metastatic gastric or gastroesophageal adenocarcinoma:
Cardiac monitoring advised due to asymptomatic LVEF decreases observed
Leptomeningeal disease (IT) — Leptomeningeal carcinomatosis in HER2-positive breast cancer
Leptomeningeal carcinomatosis in HER2-positive breast cancer:
Consider investigational/limited evidence; not definitive for routine coverage without further evidence or trial context
Non-small cell lung cancer — Non-small cell lung cancer (NSCLC)
Non-small cell lung cancer (NSCLC):
Evidence does not support routine coverage in NSCLC
Salivary gland cancer — Salivary gland cancers
Salivary gland cancers:
Evidence limited; consider in select patients or clinical trial
Urothelial (bladder) cancer — Urothelial/bladder cancer
Urothelial/bladder cancer:
Not standard therapy; consider clinical trial or select subsets
Penile cancer — Penile cancer
Penile cancer:
Not recommended based on NCCN guidance
Consideration criteria (evidence-limited indications)
Evidence summaries indicate trastuzumab may be considered when specific HER2 biomarkers are present, but benefit is unproven or limited for many non‑breast indications.
Evidence limited to case reports/series or small trials; use is conditional
FDA-approved and compendial uses for Herceptin Hylecta
FDA-approved and compendial uses described in document segments:
Based on FDA labeling and HannaH/SafeHER trials
Evidence summaries influencing coverage decisions
Evidence for dual HER2-targeted therapy and other tumor types:
References include Gianni, CLEOPATRA, JACOB and others
Evidence limited
FDA-Approved Indications (Herceptin Hylecta)
Covered when indications match FDA-approved uses listed for Herceptin Hylecta and trastuzumab products
From FDA labeling
From FDA labeling
Compendial Uses
Compendial use guidance
Based on compendial statement and trial evidence (HannaH, SafeHER)
Use of trastuzumab (including Herceptin, Herzuma, Kanjinti, Ogivri, Ontruzant, and Trazimera) alone or in combination with chemotherapy is considered experimental and investigational for a list of tumor types for which efficacy has not been established. Examples include ampullary adenocarcinoma, bladder cancer, cancers of unknown primary, dermal adnexal cancer, hepatobiliary cancers (cholangiocarcinoma and gallbladder), intra-hepatic bile duct cancer, melanoma, neuroendocrine cervical cancer, non-small cell lung cancer, osteosarcoma, ovarian cancer, pancreatic cancer, penile cancer, prostate cancer, and vulvar cancer.
Certain ICD-10 diagnoses are identified in the policy as not covered for the listed CPB indications. Notable examples called out include C07 (parotid gland), C25.0–C25.9 (pancreas), C40.00–C41.9 (osteosarcoma), and C43.0–C43.9 (melanoma), along with select gynecologic and genitourinary cancer codes; these diagnoses are listed as exclusions when trastuzumab is requested for the CPB indications.
The NCCN clinical practice guideline for penile cancer (Version 1.2023) does not mention trastuzumab as a therapeutic option; therefore trastuzumab is not supported for penile cancer outside of exceptional circumstances or clinical trial enrollment.
In a phase II trial of single‑agent trastuzumab for advanced or recurrent endometrial carcinoma that required tumor HER2 over‑expression or amplification for eligibility, no major tumor responses were observed and neither HER2 over‑expression nor amplification was associated with improved PFS or overall survival. For this reason, single‑agent trastuzumab is generally not considered effective as standard therapy for endometrial carcinoma absent new corroborating evidence.
Single‑agent trastuzumab demonstrated limited clinical value in recurrent ovarian cancer studies because of the low frequency of HER2 over‑expression in screened populations and low objective response rates among those with 2+/3+ HER2 expression; thus routine use of trastuzumab monotherapy for recurrent ovarian cancer is not supported.
No explicit exclusions beyond those listed elsewhere are stated in the cited document sections; however, multiple tumor types are described as having limited or uncertain benefit from trastuzumab, indicating that coverage is dependent on documented HER2 positivity and supporting evidence for the specific tumor type.
The excerpts provided in these chunks do not list additional explicit coverage exclusions. See the policy history and full policy text for any administrative or plan‑specific exclusion language that may apply.
Requests for Herceptin, Herceptin Hylecta, Kanjinti, Ontruzant, or Trazimera are limited by Aetna's brand‑selection policy: these products are considered medically necessary only when the member has a documented contraindication, intolerance, or ineffective response to lower‑cost equivalent anti‑HER2 monoclonal antibodies (for example, Herzuma or Ogivri).
Use of trastuzumab in tumors without documented HER2 over‑expression or gene amplification (for example, IHC 0–1 without confirmatory FISH amplification) is not expected to be beneficial. Patient selection should be based on an FDA‑approved companion diagnostic (e.g., HercepTest) demonstrating HER2 over‑expression (IHC 2+ or 3+) or HER2 gene amplification prior to initiating trastuzumab.
Phase II studies and other trial data do not support routine use of trastuzumab in non‑small cell lung cancer: single‑agent trastuzumab showed minimal activity even in tumors with IHC 2+/3+ HER2 expression, and combinations with chemotherapy have not demonstrated improved outcomes sufficient to support standard use.
Evidence and guideline reviews for metastatic urothelial (bladder) cancer do not list trastuzumab as a therapeutic option, and clinical trials were limited by a low prevalence of HER2 over‑expression; thus trastuzumab is not supported as standard therapy for urothelial carcinoma outside of clinical trials or well‑defined HER2‑positive subsets.
The JACOB trial examined addition of pertuzumab to trastuzumab plus chemotherapy in first‑line HER2‑positive metastatic gastric or gastroesophageal junction cancer and did not show a statistically significant overall survival benefit (median OS 17.5 vs 14.2 months; HR 0.84; p = 0.057). Serious adverse events were more frequent in the pertuzumab arm. These results do not support routine use of dual HER2 blockade with pertuzumab and trastuzumab for first‑line metastatic gastric cancer based on that trial.
The provided excerpts do not contain explicit statements labeling particular uses as 'not medically necessary' beyond the experimental/investigational lists and brand‑selection constraints already described. Review the full policy for any additional 'not medically necessary' provisions.
This portion of the document does not list additional explicit 'not medically necessary' conditions. Refer to the full policy text for the complete set of not‑medically‑necessary statements and plan‑specific determinations.
Initial Therapy — Approval Criteria
Initial Therapy — Initial approval criteria
Initial approval criteria
Adjuvant and neoadjuvant approved for total of 12 months
Initial therapy — Initial dosing and selection
Initial dosing and selection:
See prescribing information
See diagnostic guidance
Adjuvant initial therapy — Adjuvant breast cancer initial therapy
Adjuvant breast cancer initial therapy
6‑month regimens failed non‑inferiority vs 12 months
Reported trial eligibility and dosing (example)
Trial reported no major tumor responses
Neoadjuvant pertuzumab + trastuzumab
Neoadjuvant approval context for pertuzumab:
Based on FDA accelerated approval and trial evidence
Trial evidence supporting subcutaneous trastuzumab
Clinical trial dosing and evidence supporting Herceptin Hylecta
Continuation of Therapy — Conditions to Continue
Continuation of Therapy — Continuation rules for ongoing therapy
Continuation rules for ongoing therapy
Continuation therapy — Continuation beyond initial authorization
Continuation beyond initial authorization:
See HERA and other trials
IT continuation — Intrathecal trastuzumab continuation in leptomeningeal disease
Intrathecal trastuzumab continuation in leptomeningeal disease:
Based on small pooled case series
Continuation after neoadjuvant therapy — Post-neoadjuvant continuation guidance
Post-neoadjuvant continuation guidance from FDA approval context:
Based on Perjeta FDA‑approved indication and trial design
Billing Codes and Coding Guidance
| J9355 | Trastuzumab, 10 mg |
| Q5112 | Injection, trastuzumab-dttb, biosimilar, (Ontruzant), 10 mg |
| Q5113 | Injection, trastuzumab-pkrb, biosimilar, (Herzuma), 10 mg |
| Q5114 | Injection, Trastuzumab-dkst, biosimilar, (Ogivri), 10 mg |
| Q5116 | Injection, trastuzumab-qyyp, biosimilar, (Trazimera), 10 mg |
| Q5117 | Injection, trastuzumab-anns, biosimilar, 10 mg (Kanjinti) |
| J9306 | Injection, pertuzumab, 1 mg |
| C50.011-C50.929 | Malignant neoplasm of breast [HER2 positive] |
| C16.0-C16.9 | Malignant neoplasm of stomach [HER2 positive] |
| C15.3-C15.9 | Malignant neoplasm of esophagus [HER2 positive] |
| C18.0-C18.9 | Malignant neoplasm of colon [unresectable, advanced, or metastatic] |
| C20 | Malignant neoplasm of rectum |
| C21.0-C21.8 | Malignant neoplasm of anus and anal canal |
| C22.0-C22.9 | Malignant neoplasm of liver and intrahepatic bile ducts |
| C07 | Malignant neoplasm of parotid gland |
| C25.0-C25.9 | Malignant neoplasm of pancreas |
| C40.00-C41.9 | Malignant neoplasm of bone and articular cartilage [osteosarcoma] |
| Q5113 | Injection, trastuzumab-dttb, biosimilar, (Ontruzant), 10 mg |
| Q5114 | Injection, trastuzumab-pkrb, biosimilar, (Herzuma), 10 mg |
| Q5116 | Injection, trastuzumab-dkst, biosimilar, (Ogivri), 10 mg |
| Q5117 | Injection, trastuzumab-qyyp, biosimilar, (Trazimera), 10 mg |
| J9306 | Injection, pertuzumab, 1 mg |
| J9264 | Injection, paclitaxel protein-bound particles, 1 mg |
| J9265 | Paclitaxel, 30 mg |
| J9258 | Carboplatin, 50 mg |
| J9259 | Injection, paclitaxel protein-bound particles (teva) not therapeutically equivalent to j9264, 1 mg |
| J9045 | Tucatinib, lapatinib – no specific code listed |
| J9356 | Injection, trastuzumab, 10 mg and Hyaluronidase-oysk (Herceptin Hylecta) |
| C50.011-C50.929 | Malignant neoplasm of breast [HER2 positive] |
| C16.0-C16.9 | Malignant neoplasm of stomach [HER2 positive] |
| C15.3-C15.9 | Malignant neoplasm of esophagus [HER2 positive] |
| C18.0-C18.9 | Malignant neoplasm of colon [unresectable, advanced, or metastatic] |
| C20 | Malignant neoplasm of rectum |
| C21.0-C21.8 | Malignant neoplasm of anus and anal canal |
| C22.0-C22.9 | Malignant neoplasm of liver and intrahepatic bile ducts |
| C23 | Malignant neoplasm of gallbladder |
| C24.0-C24.9 | Malignant neoplasm of other and unspecified parts of biliary tract |
| C34.00-C34.92 | Malignant neoplasm of bronchus and lung [non-small cell lung cancer] |
| C07 | Malignant neoplasm of parotid gland (listed as not covered for CPB indications) |
| C25.0-C25.9 | Malignant neoplasm of pancreas |
| C40.00-C41.9 | Malignant neoplasm of bone and articular cartilage [osteosarcoma] |
| C43.0-C43.9 | Malignant melanoma of skin |
| C51.0-C51.9 | Malignant neoplasm of vulva |
| C53.0-C53.9 | Malignant neoplasm of cervix uteri |
| C54.1-C54.9 | Malignant neoplasm of corpus uteri, except isthmus |
| C56.1-C56.9 | Malignant neoplasm of ovary |
| C60.0-C60.9 | Malignant neoplasm of penis |
| C61 | Malignant neoplasm of prostate |
Authorization, Documentation, and Operational Requirements
Precertification / Prior Authorization Required
Precertification / Prior Authorization Required — Prior authorization (precertification) is required for trastuzumab products and Herceptin Hylecta for Aetna commercial medical plans. For precertification, call (866) 752-7021 or fax (888) 267-3277. Submit Statement of Medical Necessity (SMN) forms as applicable.
- Precertification contact: (866) 752-7021; Fax: (888) 267-3277
- Submit SMN forms via Specialty Pharmacy Precertification portal
HER2 testing and pathology documentation required
HER2 diagnostic documentation required — Therapy selection should be based on an FDA‑approved companion diagnostic. Prior authorization requires documentation of tumor HER2 status using validated methods (IHC 2+ or 3+ or FISH amplification) with supporting pathology reports.
- Acceptable tests: FDA‑approved IHC (eg, HercepTest) showing IHC 2+ or 3+; or validated FISH with HER2/CEP17 ratio > 2.0
- Provide pathology report showing the specimen tested and results (IHC and/or FISH)
HER2 testing and prior therapy documentation required
Require documented HER2 testing and prior therapy documentation — Prior authorization should include documentation of HER2 positivity and relevant prior therapies (eg, prior chemotherapy regimens, neoadjuvant/adjuvant treatments) to support the requested use and line of therapy.
- Document prior chemotherapy (agents, dates, response) when requesting trastuzumab for metastatic or recurrent disease
- Provide HER2 test date, method, and results (IHC and/or FISH)
Combination therapy expectation; step therapy / substitution
Combination therapy expectation and step/substitution guidance — Clinical evidence and indications commonly pair trastuzumab with standard chemotherapy regimens (eg, cisplatin + fluoropyrimidine in gastric cancer; carboplatin/paclitaxel or anthracycline‑based regimens in breast cancer). Aetna generally expects use of recommended chemotherapy backbones unless product label or compendia support single‑agent use or substitution (eg, Herceptin Hylecta as subcutaneous alternative to IV trastuzumab). Brand‑step requirements apply: lower‑cost anti‑HER2 biosimilars (Herzuma, Ogivri) should be used prior to higher‑cost products unless contraindicated or ineffective.
- Expect trastuzumab to be used in combination with guideline‑recommended chemotherapy for non‑breast indications (eg, ToGA regimen in gastric cancer)
- Herceptin Hylecta may substitute for IV trastuzumab for indicated breast cancer uses
- Brand step: prefer Herzuma (trastuzumab‑pkrb) or Ogivri (trastuzumab‑dkst) before higher‑cost products unless contraindication/intolerance documented
Require standard chemotherapy before investigational targeted therapy
Require standard chemotherapy before investigational targeted therapy in select rare tumors — For uncommon sites (eg, cervical neuroendocrine tumors), follow NCCN guidance recommending standard small‑cell lung cancer chemotherapy regimens (eg, cisplatin or carboplatin plus etoposide) prior to investigational targeted therapy unless clinical rationale and evidence justify earlier targeted use.
- Document rationale if requesting trastuzumab instead of guideline‑recommended chemotherapy for neuroendocrine or rare tumors
Lack of demonstrated efficacy in endometrial cancer
Lack of demonstrated efficacy in endometrial cancer — Single‑agent trastuzumab failed to show major tumor responses in trials of HER2‑positive endometrial carcinoma; evidence does not support routine single‑agent use in endometrial cancer.
- Fleming et al (2010): no major tumor responses observed in enrolled endometrial cancer patients despite some HER2 amplification
Baseline cardiac and performance status required for trial‑level eligibility
Baseline cardiac and performance status requirements in trials — Key trials required baseline left ventricular ejection fraction (LVEF) ≥55% and ECOG performance status 0–1. Absence of baseline cardiac assessment or poor performance status may affect appropriateness of trastuzumab therapy and prior authorization.
- Obtain baseline LVEF and document value (many pivotal trials required ≥55%)
- Document ECOG performance status (0–1 in most trials)
Refer to prescribing information and pivotal trials when documenting medical necessity
Prescribing information and trial evidence referenced — Coverage determinations are informed by product prescribing information, pivotal trials (eg, ToGA, HannaH, JACOB), and compendial guidance (NCCN). Providers should refer to prescribing information and cited trials when supplying supporting documentation for authorization.
- Refer to Herceptin/Herceptin Hylecta prescribing information and cited randomized trials (HannaH, ToGA, JACOB)
- NCCN Drugs & Biologics Compendium referenced for compendial uses
Operational PA rules and denial triggers not fully specified here
No explicit authorization criteria or denial triggers stated in this excerpt — While the policy outlines clinical expectations and documentation needs, specific operational PA code lists, denial code triggers, and complete exclusion ICD‑10 lists are not presented here; use the CPT/HCPCS/ICD‑10 code tables and full policy for operational PA rules.
- See CPT/HCPCS/ICD‑10 tables elsewhere in the policy for covered codes and ICD‑10 inclusion/exclusion lists
- Operational prior authorization codes and denial triggers are maintained in the payer’s precertification workflow
Step Therapy and Sequencing Considerations
| Step | Requirement |
|---|---|
| 1 | Brand step requirement: Use preferred lower‑cost trastuzumab biosimilars (e.g., Herzuma [trastuzumab‑pkrb], Ogivri [trastuzumab‑dkst]) prior to higher‑cost trastuzumab products (Herceptin, Herceptin Hylecta, Kanjinti, Ontruzant, Trazimera) unless a documented contraindication, intolerance, or ineffective response to the biosimilars is provided. |
| Step | Requirement |
|---|---|
| 1 | Expect trastuzumab to be administered in combination with specified chemotherapy regimens per FDA‑approved indications when applicable (examples: in adjuvant regimens that include doxorubicin/cyclophosphamide followed by paclitaxel or docetaxel; as combination with docetaxel and carboplatin; and with paclitaxel for first‑line metastatic breast cancer). |
| Step | Requirement |
|---|---|
| 1 | Use trastuzumab with evidence‑based chemotherapy regimens where trial benefit was demonstrated (e.g., ToGA regimen — trastuzumab plus cisplatin and capecitabine or 5‑fluorouracil for HER2‑positive metastatic gastric/GEJ cancer; and in bladder trials, trastuzumab was studied added to gemcitabine + platinum backbones). |
| Step | Requirement |
|---|---|
| 1 | Consider trastuzumab only after standard‑of‑care cytotoxic therapy has been used for the tumor type or in the setting of HER2‑amplified refractory disease or enrollment in a clinical trial; for rare neuroendocrine/extra‑pulmonary small cell histologies follow guideline chemotherapy (e.g., cisplatin/carboplatin + etoposide) before investigational targeted use. |
| Step | Requirement |
|---|---|
| 1 | Comparative effectiveness note: Evidence discusses alternative or additive HER2‑directed strategies (lapatinib, pertuzumab, and combinations with trastuzumab) showing varying benefit versus trastuzumab monotherapy; the policy does not mandate a specific sequencing but allows consideration of dual HER2‑targeted therapy where supported by evidence and indication (e.g., pertuzumab + trastuzumab + chemotherapy in appropriate settings). |
| Step | Requirement |
|---|---|
| 1 | Compendial substitution: Herceptin Hylecta (subcutaneous trastuzumab + hyaluronidase) may be substituted for intravenous trastuzumab for indicated HER2‑positive breast cancer uses; these chunks do not specify a formal step therapy sequence for Hylecta versus IV trastuzumab. |
Quantity and Dosing Constraints
Administration Setting and Site-of-Care Guidance
Biosimilars, Substitution, and Brand Preference
Definitions and Dosing Summary
Policy History and References
References and prescribing information for trastuzumab products and for Herceptin Hylecta are cited in the policy. Providers should refer to the individual product prescribing information and the cited NCCN/clinical references for detailed dosing, administration, safety, and monitoring information when requesting authorization.
Prescribing information and randomized trial evidence are cited for Herceptin Hylecta and IV trastuzumab; these references imply that documentation of tumor HER2 over‑expression/amplification (e.g., IHC 2+/3+ or validated FISH) consistent with FDA‑approved indications is required to support use in indicated settings.
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