Initial Authorization: Initial authorization is medically necessary when all listed criteria A–H are met
A: Clinical impairment: Signs and symptoms of physical deterioration or impairment in one or more of the following areas: sensory/motor ability; functional status evidenced by inability to perform basic activities of daily living (ADLs) and/or mobility; cognitive/psychological ability; cardiopulmonary status; or speech/language/swallowing and cognitive-communication disorders that result in disability.
B: Evaluation ordered and performed: Treatment is ordered by an examining physician or other qualified healthcare professional, and a formal evaluation is conducted by a licensed/registered speech, occupational, or physical therapist. The evaluation must include history, review of systems, physical assessment, current and previous level of functioning, tests/measurements of physical function, potential for improvement, treatment recommendations and patient/caregiver education; speech evaluations must be conducted in the member's dominant language.
C: Skilled need: Treatment requires the judgment, knowledge, and skills of a licensed/registered therapist or therapy assistant and cannot be reasonably learned and implemented by nonprofessional caregivers. Repetitive therapy drills that do not require a licensed/certified professional's feedback are not covered.
D: Standards and targeted intervention: Treatment meets accepted discipline-specific clinical practice standards and is targeted and effective for the diagnosed impairment or condition.
E: No duplication: Treatment does not duplicate services provided by other types of therapy or services provided in multiple settings.
F: Plan of Care requirements: A written Plan of Care (POC) signed by the therapist must include: diagnosis with date of onset/exacerbation; measurable short- and long-term functional goals specific to the condition; planned treatment techniques/interventions with amount, frequency, and duration; member/caregiver education and a home exercise program (HEP); prior treatment history; description of current level of functioning and comorbidities; most recent standardized evaluation scores (age equivalency, percent functional delay, or SD score) when appropriate; meaningful clinical observations and prognosis; and member agreement to participate.
Note: Standardized scores ≥ 1.5 SD below the mean may qualify but may not be used as the sole criterion.
G: Expected outcomes (one of): Treatment is expected to: 1) produce clinically significant and measurable improvement in functioning within a reasonable and medically predictable period, or 2) prevent significant functional regression as part of a medically necessary program, or 3) address likely loss/regression of function within a reasonable period.
Includes considerations for members under 21 (see policy).
H: Home treatment conditions: If treatment is provided in the home: 1) the treatment can be safely and adequately performed in the home environment; and 2) the diagnosed impairment or condition makes transportation to an outpatient rehabilitation facility impractical or medically inappropriate.